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William Edward Fitzgerald

CRD# 1156792·Registered 1983 - 2025
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Edward Fitzgerald was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1983 - 2025. William had worked at 9 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 3, Series 14, Series 27, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

STG SECURITIES, LLC·CRD# 322438
BD
Chicago, IL
July 26, 2023 - January 25, 2025
XFA SECURITIES, LLC·CRD# 147909
BD
Chicago, IL
May 7, 2013 - May 30, 2014
X-CHANGE FINANCIAL ACCESS, LLC·CRD# 126201
BD
Chicago, IL
April 5, 2013 - October 19, 2020
ESSEX RADEZ LLC·CRD# 34649
BD
Chicago, IL
March 28, 2008 - August 24, 2012
EZ STOCKS, INC.·CRD# 103866
BD
Brookfield, WI
September 3, 2003 - September 23, 2012
MELVIN SPECIALISTS, L.L.C.·CRD# 34945
BD
Chicago, IL
June 5, 2001 - July 10, 2002
ABN AMRO CLEARING USA LLC·CRD# 14020
BD
Chicago, IL
June 7, 1993 - June 25, 1997
SECURITIES SETTLEMENT CORPORATION·CRD# 7129
BD
Islip, NY
January 1, 1988 - October 17, 1989
FIRST OPTIONS OF CHICAGO, INC.·CRD# 13822
BD
Chicago, IL
September 9, 1983 - May 28, 1991

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Current Firm

SS
STG SECURITIES, LLC

HULL PARTNERS LLC | STG SECURITIES, LLC

CRD#: 322438 / SEC#: 8-70947
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

250 West 55th Street, New York, NY 10019

Mailing Address

250 West 55th Street, New York, NY 10019

Phone Number

+1 (646) 868-1720

Established

Delaware since 03/12/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STG LIMITEDOWNER—
STG SECURITIES HOLDINGS LLCOWNER—
BLAIR, AMELIA KATECHIEF COMPLIANCE OFFICER7012521
GELMAN, KIRILLCEO2981442
LEVINE, ERIC JOSHUAHEAD OF TRADING4212177
SLOAN NOWAK, JACQUELINE LEEFINOP2717305

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2022About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Jul 2022About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2001

Series 3 — National Commodity Futures Examination

Passed Dec 1996About the Series 3 exam

Series 14 — Compliance Officer Examination

Passed Jul 2022About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 2022About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 2022About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2022About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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