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JF

Jessica M. Fernandez

ALPS DISTRIBUTORS
New York, NY 10022
Some features on this profile are disabled
CRD#: 4571041
JF

Professional summary

Jessica Martha Fernandez, who also goes by Jessica Fernandez, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in New York, New York.

Jessica is registered as a RR (Registered Representative) and started their career in finance in 2003. Jessica has worked at 10 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jessica Fernandez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jessica Martha Fernandez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 30, 2025 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 535 Madison Avenue 37th Floor, New York, NY 10022
BD
CRD#: 16853
New York, NY
Past

July 12, 2022 - September 3, 2025

CALAMOS FINANCIAL SERVICES LLC

BD
CRD#: 19850
New York, NY
Past

May 25, 2019 - July 6, 2022

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
NEW YORK, NY
Past

January 14, 2015 - May 25, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY
Past

September 22, 2014 - December 23, 2014

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
NEW YORK, NY
Past

September 13, 2013 - December 23, 2014

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

February 27, 2009 - April 22, 2013

CION SECURITIES, LLC

BD
CRD#: 15487
NEW YORK, NY
Past

March 23, 2006 - January 26, 2009

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
NEW YORK, NY
Past

March 29, 2004 - January 26, 2009

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NEW YORK, NY
Past

June 4, 2003 - February 25, 2004

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
MORRISTOWN, NJ
Past

May 2, 2003 - February 25, 2004

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(10/30/2025)
RR
New York
(10/30/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/3/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/16/2003
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/30/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/12/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AD
ALPS DISTRIBUTORS, INC.
ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1290 Broadway Suite 1000, Denver, CO 80203
Mailing Address
1290 Broadway Suite 1000, Denver, CO 80203
Phone number
(303) 623-2577
Established
Colorado since 07/01/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALPS HOLDINGS, INC.PARENT
KYLLO, STEPHEN JOHNSVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER3204474
NECKEL, TARA JILLVP, DEPUTY CHIEF COMPLIANCE OFFICER4051739
PARSONS, ERIC TFINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER5215115

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPS DISTRIBUTORS, INC.

CRD#: 16853New York, NY 10022

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