BM
Brian C. Mccracken
PINNACLE FAMILY ADVISORS
Springfield, MO 65807
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CRD#: 4570232
BM
Professional summary
Brian Charles Mccracken is a registered financial advisor currently at PINNACLE FAMILY ADVISORS, LLC located in Springfield, Missouri and PURSHE KAPLAN STERLING INVESTMENTS located in Springfield, Missouri.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PINNACLE FAMILY ADVISORS; YES; 620 W. Republic Road, Suite 104, Springfield, MO 65807; MANAGE FEE ACCOUNTS; INVESTMENT ADVISOR REP AND PORTFOLIO MANAGER; 1/4/2010; 160 HRS/MO, 6 HRS DURING TRADING HRS; DEAL WITH AND MANAGE CLIENT ACCOUNTS ON A FEE BASIS.
2) MCCRACKEN FINANCIAL; INVESTMENT RELATED; 3010 EAST BATTLEFIELD, STE A SPRINGFIELD,MO; INVESTMENT SERVICES FOR RIA; OWNER; START DATE: 01/2010; APPROX 400 HRS/MO
3) PINNACLE CONSULTING CPAS, LLC. NOT INVESTMENT RELATED, 4200 S QUAIL CREEK, SPRINGFIELD, MO 65807. PARTNER OF ACCOUNTING FIRM, 8/2015-PRESENT. 20 HRS/MONTH, 5 DURING TRADING. ASSIST WITH ACCOUNTING AND CONSULTING PROJECTS.
4) Nixa Public Schools-Not investment related-514 S. Nicholas Rd, Nixa, MO 65714-Football Coach-Youth football supervisor-8/1/19-10 hrs/mth-0 during trading hrs-I supervise the youth football program.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Charles Mccracken's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2010 - Present
PINNACLE FAMILY ADVISORS, LLC
Office #1: 620 W. Republic Road Suite 104, Springfield, MO 65807RIA
CRD#: 145628
Springfield, MO
Current
January 4, 2010 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 620 W. Republic Road Suite 104, Springfield, MO 65807BD
CRD#: 35747
Springfield, MO
Past
June 1, 2009 - January 7, 2010
MORGAN STANLEY
RIA
CRD#: 149777
SPRINGFIELD, MO
Past
June 1, 2009 - January 7, 2010
MORGAN STANLEY
BD
CRD#: 149777
SPRINGFIELD, MO
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
SPRINGFIELD, MO
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
SPRINGFIELD, MO
Past
September 15, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
SPRINGFIELD, MO
Past
September 15, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
SPRINGFIELD, MO
Past
October 16, 2002 - September 19, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SPRINGFIELD, MO
Past
September 23, 2002 - September 19, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SPRINGFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PINNACLE FAMILY ADVISORS, LLC
PINNACLE ASSET MANAGEMENT | PINNACLE TACTICAL FUNDS | PINNACLE SHERMAN FUNDS | PINNACLE FAMILY ADVISORS, LLC
CRD#: 145628 / SEC#: 801-78013
RIA
Registered Investment Advisory firm - (5/14/2013 Approved)Missouri
Registered Investment Advisory firm - (5/15/2013 Terminated)Texas
Registered Investment Advisory firm - (5/15/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2010)
RR
Florida(1/5/2010)
RR
Indiana(3/1/2023)
RR
Kansas(6/19/2018)
RR
Missouri(1/4/2010)
IAR
Missouri(1/21/2010)
RR
Oklahoma(3/28/2025)
IAR
Texas(1/6/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PINNACLE FAMILY ADVISORS, LLC
PINNACLE ASSET MANAGEMENT | PINNACLE TACTICAL FUNDS | PINNACLE SHERMAN FUNDS | PINNACLE FAMILY ADVISORS, LLC
CRD#: 145628 / SEC#: 801-78013
RIA
Registered Investment Advisory firm - (5/14/2013 Approved)Missouri
Registered Investment Advisory firm - (5/15/2013 Terminated)Texas
Registered Investment Advisory firm - (5/15/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 W. Republic Road Suite 104, Springfield, MO 65807
Mailing Address
Phone number
(417) 886-6590
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,876 |
| AUM (Assets Under Management) | $ 341,342,744 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/16/2025 | ||
| 01/26/2024 | ||
| 01/25/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PINNACLE FAMILY ADVISORS, LLC
CRD#: 145628Springfield, MO 65807TRUST BUT VERIFY
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