William H. Herrman Ii
Professional summary
William Henry Herrman Ii, who also goes by Will Herrman, William Henry Herrman II, William H. Herrman Ii Ii, William H. Herrman Ii, is a registered financial advisor currently at CANNELL & SPEARS LLC located in New York, New York.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. William has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Henry Herrman Ii's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2024 - Present
CANNELL & SPEARS LLC
Office #1: 535 Madison Avenue 14th Floor, New York, NY 10022March 18, 2022 - February 13, 2024
CANNELL & CO.
September 8, 2021 - December 31, 2021
CANNELL & CO.
November 1, 2002 - August 20, 2018
ALLIANCEBERNSTEIN L.P.
October 18, 2002 - August 20, 2018
SANFORD C. BERNSTEIN & CO., LLC
Primary Firm SEC Registration
CANNELL & SPEARS LLC
CRD#: 142633 / SEC#: 801-67401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/21/2024)
Exams
Current Firm
CANNELL & SPEARS LLC
CRD#: 142633 / SEC#: 801-67401
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,486 |
| AUM (Assets Under Management) | $ 6,316,371,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 03/13/2025 | ||
| 03/13/2025 | ||
| 03/13/2025 | ||
| 03/13/2025 | ||
| 05/23/2023 |
Red Flags
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