Terence M. Brennan
Professional summary
Terence Michael Brennan, who also goes by Terry Brennan, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Terence is registered as a RR (Registered Representative) and started their career in finance in 2002. Terence has worked at 9 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terence Michael Brennan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 10, 2022 - May 31, 2023
P.J. ROBB VARIABLE, LLC
August 13, 2021 - June 7, 2022
THE LEADERS GROUP, INC.
April 20, 2020 - December 31, 2020
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
January 23, 2013 - April 20, 2020
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
January 23, 2013 - December 31, 2020
DELAWARE DISTRIBUTORS, L.P.
October 25, 2011 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
March 16, 2004 - February 28, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 16, 2004 - October 6, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 26, 2003 - February 26, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
February 19, 2003 - February 26, 2004
IDS LIFE INSURANCE COMPANY
October 9, 2002 - February 26, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2024)
(4/8/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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