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Aditya C. Divgi

PROFOR ADVISORS
RYE BROOK, NY 10573
Some features on this profile are disabled
CRD#: 4569987
AD
Aditya Chaitanya DivgiPROFOR ADVISORS

Professional summary

Aditya Chaitanya Divgi, who also goes by Aditya C Divgi, Ed Divgi, is a registered financial professional currently at PROFOR ADVISORS located in Rye Brook, New York.

Aditya is registered as a RR (Registered Representative) and started their career in finance in 2002. Aditya has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, Series 55, Series 7 and Series 4 exams.

Aliases

Aditya C Divgi | Ed Divgi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aditya Chaitanya Divgi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2026 - Present

PROFOR ADVISORS

Office #1: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573
BD
CRD#: 136084
RYE BROOK, NY
Past

May 1, 2026 - August 25, 2026

QUINCY WELLS CAPITAL, LLC

BD
CRD#: 334163
CHICAGO, IL
Past

March 28, 2024 - May 1, 2026

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

September 14, 2023 - March 1, 2024

PROFOR ADVISORS

BD
CRD#: 136084
RYE BROOK, NY
Past

July 13, 2009 - March 8, 2011

AURIGA USA, LLC

BD
CRD#: 121731
NEW YORK, NY
Past

May 19, 2004 - February 11, 2008

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

September 9, 2002 - May 29, 2003

COMMERZBANK CAPITAL MARKETS CORP.

BD
CRD#: 21787
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/21/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 66
Status Unavailable
Passed: 9/22/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 8/31/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 9/13/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Status Unavailable
Passed: 11/11/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 9/7/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Status Unavailable
Passed: 1/13/2003
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PA
PROFOR ADVISORS
AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: , 8-66974

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
800 Westchester Ave Suite 641n, Rye Brook, NY 10573
Mailing Address
800 Westchester Ave Suite 641n, Rye Brook, NY 10573
Phone number
(646) 202-2969
Established
New York since 06/03/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
OMEARA, PATRICK JAMES JRMANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1544243
MAHALA, THOMAS GERARDREGISTERED PRINCIPAL1600103
OMEARA, PATRICK JAMES JRAML COMPLIANCE PRINCIPAL1544243
POLLOCK, MARTIN JAYFINOP1067521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROFOR ADVISORS

CRD#: 136084Rye Brook, NY 10573

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