Blayne M. Mathias
Professional summary
Blayne Meredith Mathias, who also goes by Blayne Meredith Ross, is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in New York, New York.
Blayne is registered as a RR (Registered Representative) and started their career in finance in 2002. Blayne has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Blayne Meredith Mathias's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2012 - Present
SUMMIT SECURITIES GROUP LLC
Office #1: 55 Broadway Suite 2102, New York, NY 10006November 10, 2008 - September 20, 2012
VTRADER PRO, LLC
September 26, 2002 - January 24, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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