Maria E. Perez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Elena Perez, who also goes by Maria Elena Rodriguez, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 2003. Maria had worked at 2 firms and has passed the Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2006 - April 14, 2021
CREDICORP CAPITAL SECURITIES, INC.
May 3, 2006 - October 2, 2006
STANFORD GROUP COMPANY
January 13, 2003 - April 28, 2006
CREDICORP CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CREDICORP CAPITAL SECURITIES, INC.
CRD#: 122199 / SEC#: , 8-65470
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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