Jason D. Lauderback

HARBOR CAPITAL ADVISORS

Naperville, IL

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CRD#: 4568768

Professional summary

Jason Donald Lauderback, CIMA®, who also goes by Jason Donald Lauderback, is a registered financial advisor currently at HARBOR CAPITAL ADVISORS, INC. located in Naperville, Illinois and HARBOR FUNDS DISTRIBUTORS, INC. located in Chicago, Illinois.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 8 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Donald Lauderback

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Donald Lauderback's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 13, 2024 - Present

HARBOR CAPITAL ADVISORS, INC.

RIA

CRD#: 113042

Naperville, IL

Current

August 13, 2024 - Present

HARBOR FUNDS DISTRIBUTORS, INC.

Office #1: 111 South Wacker Drive 34th Floor, Chicago, IL 60606

CRD#: 113506

Chicago, IL

Past

February 14, 2011 - August 1, 2024

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

February 8, 2011 - August 1, 2024

CALAMOS ADVISORS LLC

RIA

CRD#: 105758

NAPERVILLE, IL

Past

January 14, 2010 - June 11, 2010

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

DOWNERS GROVE, IL

Past

October 19, 2009 - June 11, 2010

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

May 11, 2005 - December 31, 2008

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

November 20, 2003 - March 16, 2005

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

September 27, 2002 - November 7, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOR CAPITAL ADVISORS, INC.

BLADE CAPITAL ADVISORS, INC. | HARBOR CAPITAL ADVISORS, INC.

CRD#: 113042 / SEC#: 801-60367

RIA

Registered Investment Advisory firm - (6/7/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/13/2024)

Alaska
(8/13/2024)

Arizona
(8/13/2024)

Arkansas
(8/13/2024)

California
(8/13/2024)

Colorado
(8/13/2024)

Connecticut
(8/13/2024)

Delaware
(8/13/2024)

District of Columbia
(8/13/2024)

Florida
(8/13/2024)

Georgia
(8/13/2024)

Hawaii
(8/13/2024)

Idaho
(8/13/2024)

Illinois
(8/13/2024)

IAR

Illinois
(8/13/2024)

Indiana
(8/13/2024)

Iowa
(8/13/2024)

Kansas
(8/13/2024)

Kentucky
(8/13/2024)

Louisiana
(8/13/2024)

Maine
(8/13/2024)

Maryland
(8/13/2024)

Massachusetts
(8/13/2024)

Michigan
(8/13/2024)

Minnesota
(8/13/2024)

Mississippi
(8/13/2024)

Missouri
(8/13/2024)

Montana
(8/13/2024)

Nebraska
(8/13/2024)

Nevada
(8/13/2024)

New Hampshire
(8/13/2024)

New Jersey
(8/13/2024)

New Mexico
(8/13/2024)

New York
(8/13/2024)

North Carolina
(8/13/2024)

North Dakota
(8/13/2024)

Ohio
(8/13/2024)

Oklahoma
(8/13/2024)

Oregon
(8/13/2024)

Pennsylvania
(8/13/2024)

Puerto Rico
(8/13/2024)

Rhode Island
(8/13/2024)

South Carolina
(8/13/2024)

South Dakota
(8/13/2024)

Tennessee
(8/13/2024)

Texas
(8/13/2024)

Utah
(8/13/2024)

Vermont
(8/13/2024)

Virgin Islands
(8/13/2024)

Virginia
(8/13/2024)

Washington
(8/13/2024)

West Virginia
(8/13/2024)

Wisconsin
(8/13/2024)

Wyoming
(8/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/11/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HARBOR CAPITAL ADVISORS, INC.

BLADE CAPITAL ADVISORS, INC. | HARBOR CAPITAL ADVISORS, INC.

CRD#: 113042 / SEC#: 801-60367

RIA

Registered Investment Advisory firm - (6/7/2001 Approved)

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Contact information

Main Address

111 South Wacker Drive 34th Floor, Chicago, IL 60606-4302

Mailing Address

Phone number

(312) 443-4400

Established

Firm type

Fiscal year end

# of Employees

236

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV - 2025 PART 2A BROCHURE DTD 03-25-2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 64,793,443,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason D. Lauderback

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Donald Lauderback's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOR FUNDS DISTRIBUTORS, INC.

CALAMOS FINANCIAL SERVICES LLC

CALAMOS ADVISORS LLC

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

DWS DISTRIBUTORS, INC.

WAMU INVESTMENTS, INC.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

HARBOR CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2010

Series 66

Date: 2/11/2003

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2002

FINRA

Current Firm

HARBOR CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOR CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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