Justin A. Neubauer
Professional summary
Justin A Neubauer, who also goes by Justin Aaron Neubauer, is a registered financial professional currently at ERNST & YOUNG CAPITAL ADVISORS, LLC located in Los Angeles, California.
Justin is registered as a RR (Registered Representative) and started their career in finance in 2006. Justin has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Justin A Neubauer's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2020 - Present
ERNST & YOUNG CAPITAL ADVISORS, LLC
Office #1: 725 S. Figueroa Street, Los Angeles, CA 90017May 10, 2019 - October 23, 2019
BOFA SECURITIES, INC.
November 1, 2010 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2010 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
May 26, 2006 - April 17, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/20/2020)
(6/27/2023)
(9/3/2025)
(8/3/2023)
(9/26/2025)
(1/30/2025)
(6/25/2024)
(4/15/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ERNST & YOUNG CAPITAL ADVISORS, LLC
CRD#: 152514 / SEC#: , 8-68461
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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