Ahmed El Nokali

WAUBANK SECURITIES LLC

PITTSBURGH, PA 15219

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CRD#: 4568102

Professional summary

Ahmed El Nokali is a registered financial professional currently at WAUBANK SECURITIES LLC located in Pittsburgh, Pennsylvania.

Ahmed is registered as a RR (Registered Representative) and started their career in finance in 2002. Ahmed has worked at 2 firms and has passed the Series 63, Series 66, Series 52TO, Series 79TO, SIE, Series 3, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ahmed El Nokali's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2021 - Present

WAUBANK SECURITIES LLC

Office #1: 626 Washington Place, Pittsburgh, PA 15219

CRD#: 310408

PITTSBURGH, PA

Past

May 8, 2003 - July 8, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PLAINSBORO, NJ

Past

December 19, 2002 - July 8, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(10/23/2024)

Ohio
(7/11/2025)

Pennsylvania
(10/20/2021)

Exams

State Security Law Exam

Series 63

Date: 8/28/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/29/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 8/12/2022

Municipal Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 5/15/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 11/25/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/21/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/18/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/26/2022

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/16/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WAUBANK SECURITIES LLC

CRD#: 310408 / SEC#: , 8-70589

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

626 Washington Place, Pittsburgh, PA 15219

Mailing Address

626 Washington Place, Pittsburgh, PA 15219

Phone number

(412) 230-8280

Established

Pennsylvania since 02/24/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
F.N.B. CORPORATION	OWNER
ATTANASIO, ELIZABETH MARIE	FINOP	5325007
DIEZ, DAVID MICHAEL	CAPITAL MARKETS BANKER	3174442
DUTEY, JAMES LEE	BOARD OF DIRECTOR
EL NOKALI, AHMED	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND BOARD OF DIRECTOR
MITCHELL, DAVID BRYANT	CHIEF EXECUTIVE OFFICER	3065614
WHITESEL, THOMAS M.	BOARD OF DIRECTOR
ZELCH, THEODORE LAINE	AML COMPLIANCE OFFICER	7610581

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ahmed El Nokali

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ahmed El Nokali's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/2021

Series 66

Date: 4/29/2003

Series 52TO

Date: 8/12/2022

Series 79TO

Date: 5/15/2021

SIE

Date: 11/25/2020

Series 3

Date: 4/21/2004

Series 7

Date: 12/18/2002

Series 53

Date: 9/26/2022

Series 24

Date: 6/16/2021

FINRA

Current Firm

WAUBANK SECURITIES LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WAUBANK SECURITIES LLC

TRUST BUT VERIFY

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