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JK

Jennifer Rigg Kneale

CRD# 4567735·Registered 2002 - 2013
Previously Registered: Being a previously registered professional could mean that Jennifer is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jennifer Rigg Kneale, who also goes by Jennifer Margaret Rigg, was a registered financial advisor. Jennifer was a previously registered financial professional and started their career in finance 2002 - 2013. Jennifer had worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jennifer Margaret Rigg

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC·CRD# 129772
BD
Houston, TX
March 27, 2012 - May 2, 2013
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Houston, TX
June 28, 2006 - April 11, 2007
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Houston, TX
October 21, 2004 - April 11, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 18, 2002 - July 31, 2003

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Current Firm

TP
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC

PICKERING ENERGY PARTNERS, INC. | TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC | TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. | TUDOR, PICKERING, HOLT & CO. | TUDOR, PICKERING & CO. SECURITIES, INC. | TPH&CO. - THE ENERGY BUSINESS OF PERELLA WEINBERG PARTNERS | TPH&CO. | TPH & CO. - THE ENERGY BUSINESS OF PERELLA WEINBERG PARTNERS | TPH & CO. | PWP SECURITIES

CRD#: 129772 / SEC#: 8-66251
BD
Terminated by SEC on 02/09/2025

Contact Information

Established

Texas since 10/01/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
PERELLA WEINBERG PARTNERS GROUP LPOWNER—
GOTTSCHALK, ALEXANDRA KATHLEENPARTNER, CHIEF FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5864478
POLEMENI, MARK ANDREW ESQGLOBAL CHIEF COMPLIANCE OFFICER & CHIEF REGULATORY COUNSEL5070584

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2012About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2006About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Mar 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JK
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