Maximilian E. Neumayer

FORMATION WEALTH MANAGEMENT

PONTE VEDRA BEACH, FL 32082

Some features on this profile are disabled

CRD#: 4567591

Professional summary

Maximilian E Neumayer, CFP®, who also goes by Maximilian Ernst Neumayer, Maximilian Neumayer, is a registered financial advisor currently at FORMATION WEALTH MANAGEMENT located in Ponte Vedra Beach, Florida.

Maximilian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Maximilian has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maximilian Ernst Neumayer | Maximilian Neumayer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT; LICENSED IN STATE OF FL; NON INVESTMENT RELATED; OFFERS LIFE, HEALTH AND VARIABLE ANNUITY; 822 A1A NORTH STE. 310, PONTE VEDRA BEACH, FL 32082; STARTED 10/2016; 20 HRS/YEAR, 0 HRS DURING SECURITY TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maximilian E Neumayer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

September 28, 2016 - Present

FORMATION WEALTH MANAGEMENT

Office #1: 822 A1a North Suite 310, Ponte Vedra Beach, FL 32082

RIA

CRD#: 285001

PONTE VEDRA BEACH, FL

Past

July 16, 2009 - July 28, 2016

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

PONTE VEDRA BEACH, FL

Past

June 23, 2009 - July 28, 2016

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

PONTE VEDRA BEACH, FL

Past

April 2, 2007 - May 13, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PONTE VEDRA BEACH, FL

Past

April 2, 2007 - May 13, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PONTE VEDRA BEACH, FL

Past

October 25, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PONTE VEDRA BEACH, FL

Past

September 26, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PONTE VEDRA BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/28/2016)

IAR

Texas
(8/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/23/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/28/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/13/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/25/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/26/2016

General Securities Principal Examination

Current Firm

FORMATION WEALTH MANAGEMENT

FORMATION WEALTH LLC | FORMATION WEALTH MANAGEMENT

CRD#: 285001 / SEC#:

Florida

Registered Investment Advisory firm - (9/28/2016 Approved)

Texas

Registered Investment Advisory firm - (8/26/2022 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

822 A1a North Suite 310, Ponte Vedra Beach, FL 32082

Mailing Address

830 A1a North Suite 13-126, Ponte Vedra Beach, FL 32082

Phone number

(904) 395-5636

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 37,491,717

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Mcalpin

INTELLICAPITAL ADVISORS LLC

IAR

PONTE VEDRA, FL

Troy Davis

DAVIS CAPITAL MANAGEMENT

IAR

JACKSONVILLE, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Maximilian E. Neumayer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maximilian E Neumayer's CRS (Customer Relationship Summary).

Certified licenses

Experience

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/23/2002

SIE

Date: 7/28/2016

Series 31

Date: 12/13/2002

Series 7

Date: 9/25/2002

Series 24

Date: 5/26/2016

Current Firm

FORMATION WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORMATION WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors