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Athanasios Antonaros

DV SECURITIES
New York, NY
·CRD# 4566438·20 years experience

Professional Summary

Athanasios Antonaros, who also goes by Athanasius Antonaros, Tommy Antonaros, is a registered financial advisor currently at DV SECURITIES, LLC located in New York, New York. Athanasios is registered as a RR (Registered Representative) and started their career in finance in 2006. Athanasios has worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Athanasius Antonaros, Tommy Antonaros

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

DV SECURITIES, LLC·CRD# 305134
BD
395 Hudson Street Suite 701, New York, NY 10014
May 9, 2022 - Present
COHEN & COMPANY SECURITIES, LLC·CRD# 149758
BD
New York, NY
March 9, 2017 - December 31, 2021
BBVA SECURITIES INC.·CRD# 27060
BD
New York, NY
October 21, 2016 - March 9, 2017
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
March 7, 2006 - June 13, 2016

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Current Firm

DS
DV SECURITIES, LLC

DV SECURITIES, LLC

CRD#: 305134 / SEC#: 8-70393
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Mailing Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Phone Number

(312) 837-0649

Established

Delaware since 05/26/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DV GROUP, LLCMEMBER—
CARLINO, ERIC JAMESTRADING PRINCIPAL - CEO2898311
HORGAN, RICHARD JOHNCHIEF FINANCIAL OFFICER6697860
KATZ, SHIFRACHIEF COMPLIANCE OFFICER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2006About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Athanasios Antonaros's CRS (Customer Relationship Summary).

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