ES
Edmund J. Sweeney
LOOP INVESTMENT ADVISORS LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4566276
ES
Professional summary
Edmund Joseph Sweeney is a registered financial advisor currently at LOOP INVESTMENT ADVISORS LLC located in Chicago, Illinois and RCM SECURITIES located in Chicago, Illinois.
Edmund is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Edmund has worked at 2 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
partner of a family-related limited partnership, Sweeney Capital LP. beginning in Dec. 2002. Investment-related at 318 W Adams 10th floor, Chicago 60606. Monitor LP holdings 10/20/2011 INDEPENDENT INTRODUCING BROKER REGISTERED WITH THE NFA.EXECUTIVE DIRECTOR OF RCM Alternatives 03/01/2015 Attain Portfolio Advisors Wholly owned by RCM Alternatives Commodity Pool Operator 07/2018 Loop Investment Advisors LLC Registered Investment Advisor 07/2018 RCM China Consulting Services LLC Company that owns Jinzeg Which is a WOFE located in China. 12/2017 RCM Group Investments LLC This is a holding Company 06/2017 RCM Technology Group LLC 03/2021 RCM Tech Solutions LLC Ed is the registered agent. 08/2017 RCM Trading Services LLC This is the company that holds the lease for RCM 01/2019 RCM Brokers Group Ed is the registered agent. Mad Croc Brands, Inc is under common control with the applicant, located at 833 S Deerfield Ave Unit 6 Deerfield beach Florida. Edmund Sweeney, Director and Legal Advisor with less than 5% shareholder status. Edmund Joseph Sweeney is a lawyer. Edmund Joseph Sweeney is an RIA for Loop Investment Advisors an SEC-registered Advisory firm who gives advice to Mutual Funds Ed Sweeney Holdings LLC Entity owned by Sweeney Capital LP. This invests primarily in real estate and other investments where liability will be limited. Southside Gateway holdings LLC 50% owned by Ed Sweeney Holdings LLC primary investments are real Estate and some loans to private companies. Estrella Verde Financial LLC Sweeney Capital Is a member. The entity's business purpose is lending to the Mexican Financial entity. 07/2019 Estrella Blanca Financial LLC Sweeney Capital Is a member. There is no securities business and no compensation. 04/2019 Merrillville Metal Recycling Edmund Sweeney is a member and he is not involved in active management there is no securities business 05/2022 Radio FX INC Edmund Sweeny is an advisor to the board of directors. He devotes 1 hour per month and is an indirect shareholder and there is no securities business as this is the development of internet and airwaves radio stations. Pack6 he is the registered agent 09/01/2024 Vector Intelligence LLC 08/01/2024 Rover Operating LLC Oil and Gas 07/2024 Griffin Production Oil and Gas 07/2024 Griffin Energy Services Oil and Gas 06/2024 Consolidated Energy Development Oil and Gas 10/2024 Nadsoilco LLC - Oil and Gas
CRS (Client Relationship Summary) - RIA
Click below to view Edmund Joseph Sweeney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2020 - Present
LOOP INVESTMENT ADVISORS LLC
Office #1: 318 W Adams, Floor 10, Chicago, IL 60606RIA
CRD#: 297928
Chicago, IL
Current
March 16, 2017 - Present
RCM SECURITIES
Office #1: 318 W Adams St Floor 10, Chicago, IL 60606Office #2: 318 W Adams, Floor 10, Chicago, IL 60606BD
CRD#: 15548
Chicago, IL
Past
August 29, 2018 - December 31, 2018
LOOP INVESTMENT ADVISORS LLC
RIA
CRD#: 297928
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/15/2018)
RR
Connecticut(3/14/2023)
RR
Delaware(1/24/2024)
RR
Florida(12/5/2019)
RR
Georgia(8/10/2021)
RR
Illinois(4/12/2017)
IAR
Illinois(7/10/2020)
RR
Indiana(6/15/2018)
RR
Iowa(1/24/2024)
RR
Maryland(1/24/2024)
RR
Michigan(1/24/2024)
RR
Minnesota(3/5/2023)
RR
Mississippi(1/24/2024)
RR
New Jersey(1/28/2025)
RR
New Mexico(5/19/2025)
RR
New York(1/24/2024)
RR
North Dakota(1/24/2024)
RR
Ohio(2/23/2024)
RR
Oklahoma(1/24/2024)
RR
Puerto Rico(2/21/2023)
RR
Tennessee(2/27/2024)
RR
Texas(9/18/2020)
RR
Utah(5/19/2021)
RR
Wisconsin(1/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LOOP INVESTMENT ADVISORS LLC
LOOP INVESTMENT ADVISORS LLC | LOOP INVESTMENTS ADVISORS LLC
CRD#: 297928 / SEC#: 801-114027
RIA
Registered Investment Advisory firm - (10/16/2020 Terminated)Illinois
Registered Investment Advisory firm - (7/10/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
318 W Adams, Floor 10, Chicago, IL 60606
Mailing Address
Phone number
(312) 870-1572
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 6,400,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
