Edmund J. Sweeney
Professional summary
Edmund Joseph Sweeney is a registered financial advisor currently at LOOP INVESTMENT ADVISORS LLC located in Chicago, Illinois and RCM SECURITIES located in Chicago, Illinois.
Edmund is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Edmund has worked at 2 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edmund Joseph Sweeney's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2020 - Present
LOOP INVESTMENT ADVISORS LLC
Office #1: 318 W Adams, Floor 10, Chicago, IL 60606March 16, 2017 - Present
RCM SECURITIES
Office #1: 318 W Adams St Floor 10, Chicago, IL 60606Office #2: 318 W Adams, Floor 10, Chicago, IL 60606August 29, 2018 - December 31, 2018
LOOP INVESTMENT ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2018)
(3/14/2023)
(1/24/2024)
(12/5/2019)
(8/10/2021)
(4/12/2017)
(7/10/2020)
(6/15/2018)
(1/24/2024)
(1/24/2024)
(1/24/2024)
(3/5/2023)
(1/24/2024)
(1/28/2025)
(5/19/2025)
(1/24/2024)
(1/24/2024)
(2/23/2024)
(1/24/2024)
(2/21/2023)
(2/27/2024)
(9/18/2020)
(5/19/2021)
(1/24/2024)
Exams
FINRA
Current Firm
LOOP INVESTMENT ADVISORS LLC
CRD#: 297928 / SEC#: 801-114027
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 787,674 |
Red Flags
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