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FIRM PROFILE
Overview
RCM SECURITIES is located at 318 W Adams St Floor 10, Chicago, IL 60606 and was first established at Chicago, Illinois in 01/21/1985. After operating for 41 years, RCM SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RCM SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. RCM SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RCM SECURITIES are registered to handle securities or provide financial advice. The firm has 5 disclosures, 4 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RCM SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RCM SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for RCM SECURITIES and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
318 W Adams St Floor 10, Chicago, IL 60606
318 W Adams St Floor 10, Chicago, IL 60606
Small
31287011530
Illinois since 01/21/1985
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at RCM SECURITIES
Edmund Joseph Sweeney
Nicholas James Weir
Patrick Joseph Troy
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