Kedric J. Spearman
Professional summary
Kedric Jemol Spearman, CFP®, who also goes by Kedric Jemol Spearman, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Fort Mill, South Carolina and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Kedric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Kedric has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kedric Jemol Spearman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
September 22, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111May 6, 2016 - August 14, 2023
VANGUARD ADVISERS, INC.
May 6, 2016 - August 14, 2023
VANGUARD MARKETING CORPORATION
August 22, 2014 - April 12, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 27, 2012 - April 12, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 19, 2002 - September 13, 2012
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
