Matthew R. Carbray
KESTRA ADVISORY SERVICES
AVON, CT 06001
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CRD#: 4565811
Professional summary
Matthew R Carbray, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Avon, Connecticut and KESTRA INVESTMENT SERVICES, LLC located in Northampton, Massachusetts.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Matthew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: West Hartford Brewing and Roasting LLC Investment Related: No Address: 141 Shield St/ beer and coffee brewing West Hartford CT 06107 Nature of Business: Other Other/None of the Above No other activities Title: Minority owner, 10% equity Start Date: 12/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Duties: Consulting, business development, marketing Name: Ridgeline Financial Partners North LLC Investment Related: Yes Address: 243 King Street, Suite 244 Northampton MA 01060 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Title: Managing Member Start Date: 1/4/2021 Hours per month: 21% - 30% (33 - 48 hours) Duties: Financial planning, handling administration responsibilities, client management Name: Hartford Boys and Girls Club Investment Related: No Address: 170 Sigourney Street Hartford CT 06105 Nature of Business: Board Position Title: Board of Trustee Start Date: 4/25/2018 Hours per month: 0% - 10% (0 - 16 hours) Duties: General trustee activities, fundraising, general organizational duties Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Carbray Staunton Financial Partners LLC Investment Related: Yes Address: 60 Avon Meadow Lane Avon CT 06001 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Title: Managing Partner Start Date: 8/1/2006 Hours per month: 41% - 50% (65 - 80 hours) Duties: Financial plan development, presentation, and implementation of insurance and investment recommendations; prospecting and marketing for new retirement plan business Name: Ridgeline Financial Partners LLC Investment Related: Yes Address: 60 Avon Meadow Lane Avon CT 06001 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Title: Managing Partner Start Date: 10/1/2013 Hours per month: 41% - 50% (65 - 80 hours) Duties: Overseeing firm operations, direct involvement in all firm marketing, prospecting, and financial planning engagements, administrative responsibilities such as supervising staff, income statement oversight, and payroll Name: MRC Financial Services LLC. Investment Related: Yes Address: 60 Avon Meadow Lane Avon CT 06001 Nature of Business: Processing of payroll and retirement plan contributions. Title: Sole owner and sole employee Start Date: 1/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Duties: Very little, I have minimal responsibility other than distributing revenues among the entities. Name: Carbray Properties LLC Investment Related: No Address: 60 Avon Meadow Lane Avon CT 06001 Nature of Business: Real Estate Title: Member Start Date: 4/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Duties: owner of the rental property Name: THE 21ST CENTURY TOLLAND FUND, INC POSITION: President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2008 ADDRESS: PO BOX 3875, MANCHESTER CT 06040 DESCRIPTION: Attend meetings, solicit donations and/or sponsorship, organize events of the day Name: COOL RUNNINGS OF CT LLC POSITION: Owner NATURE: Transportation company INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 23 Founders Way, Avon CT 06001, United States DESCRIPTION: Minimal aside some scheduling some trips and collecting funds and paying expenses.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew R Carbray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 60 Avon Meadow Lane, Avon, CT 06001RIA
CRD#: 283330
AVON, CT
Current
July 21, 2006 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 243 King Street Suite 244, Northampton, MA 01060Office #2: 60 Avon Meadow Lane, Avon, CT 06001BD
CRD#: 42046
Northampton, MA
Past
July 21, 2006 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
October 28, 2004 - August 1, 2006
NEW ENGLAND SECURITIES
RIA
CRD#: 615
WEST HARTFORD, CT
Past
October 2, 2002 - August 1, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
WEST HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/18/2017)
RR
California(10/23/2007)
RR
Colorado(3/26/2024)
RR
Connecticut(7/21/2006)
IAR
Connecticut(4/19/2016)
RR
Delaware(5/1/2018)
RR
District of Columbia(1/21/2022)
RR
Florida(7/21/2006)
RR
Georgia(11/6/2023)
RR
Hawaii(1/3/2022)
RR
Kansas(1/2/2014)
RR
Kentucky(1/3/2022)
RR
Louisiana(4/29/2013)
RR
Maine(1/3/2022)
RR
Massachusetts(7/21/2006)
RR
Michigan(2/11/2022)
RR
Minnesota(2/11/2022)
RR
Missouri(3/27/2025)
RR
Nevada(9/13/2024)
RR
New Hampshire(12/3/2021)
RR
New Jersey(12/10/2018)
RR
New Mexico(2/11/2022)
RR
New York(7/21/2006)
RR
North Carolina(8/2/2006)
RR
Ohio(6/16/2021)
RR
Oklahoma(1/3/2022)
RR
Oregon(2/16/2024)
RR
Pennsylvania(7/26/2016)
RR
Rhode Island(1/3/2022)
RR
South Carolina(7/30/2015)
RR
Texas(7/6/2021)
IAR
Texas(7/26/2023)
RR
Vermont(1/3/2022)
RR
Virginia(4/14/2021)
RR
Washington(3/12/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
