Ray Anthony G. San Pedro
Professional summary
Ray Anthony Garrido San Pedro, who also goes by Ray Anthony, Ray Anthony San Pedro, Ray Anthony San Pedro, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Sunrise, Florida.
Ray Anthony is registered as a RR (Registered Representative) and started their career in finance in 2002. Ray Anthony has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ray Anthony Garrido San Pedro's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2022 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 55 Weston Rd. Suite 201, Sunrise, FL 33326May 19, 2008 - July 20, 2022
NATIONAL SECURITIES CORPORATION
March 24, 2008 - May 13, 2008
ROCKWELL SECURITIES LLC
February 14, 2008 - March 18, 2008
CHICAGO INVESTMENT GROUP, LLC
June 28, 2007 - March 6, 2008
EASTBROOK CAPITAL GROUP LLC
July 21, 2006 - June 29, 2007
GILFORD SECURITIES INCORPORATED
October 28, 2002 - August 17, 2006
EASTBROOK CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2022)
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(7/14/2025)
(10/11/2022)
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(8/9/2022)
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(9/29/2022)
(7/21/2022)
Exams
FINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856Sunrise, FL 33326TRUST BUT VERIFY
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