Joshua P. Schubkegel
Professional summary
Joshua Paul Schubkegel, who also goes by Josh Schubkegel, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2002. Joshua has worked at 6 firms and has passed the Series 63, SIE, Series 57TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Paul Schubkegel's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2023 - Present
CTC, LLC
Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605Office #2: 425 S. Financial Place 4th Floor, Chicago, IL 60605January 26, 2022 - June 13, 2022
AKUNA SECURITIES LLC
July 31, 2015 - October 31, 2017
VIRTU AMERICAS LLC
June 26, 2013 - July 16, 2015
REDI GLOBAL TECHNOLOGIES LLC
November 28, 2012 - July 16, 2013
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 2, 2002 - June 14, 2011
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/26/2022
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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