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Mark Thomas Padjen

STOUT CAPITAL
CHICAGO, IL
·CRD# 4565300·21 years experience

Professional Summary

Mark Thomas Padjen is a registered financial advisor currently at STOUT CAPITAL, LLC located in Chicago, Illinois. Mark is registered as a RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

STOUT CAPITAL, LLC·CRD# 127302
BD
225 W. Randolph Street Suite 800, Chicago, IL 60606
September 29, 2023 - Present
MACQUARIE CAPITAL (USA) INC.·CRD# 36368
BD
Chicago, IL
August 2, 2019 - September 22, 2023
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
Chicago, IL
September 14, 2005 - August 13, 2014

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Current Firm

SC
STOUT CAPITAL, LLC

STOUT CAPITAL, LLC | STOUT RISIUS ROSS ADVISORS, LLC

CRD#: 127302 / SEC#: 8-65979
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

150 West Second Street Suite 400, Royal Oak, MI 48067

Mailing Address

150 West Second Street Suite 400, Royal Oak, MI 48067

Phone Number

(248) 208-8800

Established

Michigan since 05/15/2003

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (39 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
STOUT RISIUS ROSS, LLC100% OWNER OF STOUT CAPITAL, LLC—
BARRESE, PAUL JOSEPHCHIEF COMPLIANCE OFFICER5131266
MANNING, KEVIN SCEO & PRESIDENT4700945
THIES, RYAN DAVIDFINOP5766932

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/29/2023)
RR
Illinois
(9/29/2023)
RR
Michigan
(9/29/2023)
RR
New York
(9/29/2023)
RR
North Carolina
(9/29/2023)
RR
Ohio
(9/29/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2019About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2019About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2005About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Thomas Padjen's CRS (Customer Relationship Summary).

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