MT
Marc L. Tannenbaum
KESTRA ADVISORY SERVICES
PITTSBURGH, PA
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CRD#: 4564256
MT
Marc Lee TannenbaumKESTRA ADVISORY SERVICES
Professional summary
Marc Lee Tannenbaum, AIF®, ChFC®, CLU® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Pittsburgh, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Pittsburgh, Pennsylvania.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Marc has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: 7532 S. Rosemary Cir Rental Property Invest Rel: N Addr: 7532 S. Rosemary Cir Centennial CO 80112 NOB: Real Estate POS: Owner Start Date: 7/1/2012 Hrs /mo: 0% - 10% (0 - 16 hrs) Hrs /mnth during trading hrs: 0% - 10% (0 - 14 hrs) Duties: Landlord Name: SIGNATURE VENTURES, LLC POSITION: Member Investor NOB: LLC to eventually invest in a passive investment INVEST REL: N #OF HRS: 0 SECURIT: No duties or obligations Name: Blue Tree Allied Angels Invest Rel: Y Addr: PO Box 1323 Wexford PA 15090 NOB: Consulting Title: I am a member Start Date: 6/1/2011 Hrs/mth: 0-16 Hrs/mth during trading hrs: 0-14 Duties: To occasionally invest Name: Signature Fusion Angel Investing LLC Invest Rel: Y Addr: 1301 Grandview Avenue Suite 300 Pittsburgh PA 15211 NOB: Other Other/None of the Above None Title: Member Start Date: 5/1/2011 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: None besides evaluating investments Name: Kestra Advisory Services, LLC Invest Rel: Y Addr: 5707 Southwest Parkway Bldng 2, Ste 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 hours) Hrs/mth during trading hrs: Up to 100% (0 to 160 hrs) Duties: Investment advisory srvcs Name: SIGNATURE FINANCIAL PLANNING POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 06/24/2024 ADDRESS: 525 William Penn Place, Suite 3401, Pittsburgh PA 15219, United States DESCRIPTION: co-Chief Executive Officer Name: Notary Public Invest Rel: N Addr: 1301 Grandview Ave Suite 300 Pittsburgh PA 15211 NOB: Back Office Operations Title: notary Strt Date: 9/24/2014 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: To occasionally notarize Name: BALTO LLC POS: member NOB: investment vehicle for private equity INVEST REL: Y # OF HRS: 0 SEC TRADING HRS: 0 STRT DATE: 03/25/2022 ADDR: 1403 Freeport Road, Cheswick PA 15024 DESC: Angel investments Name: D2T LLC POSITION: member NOB: investment vehicle for angel investing INVEST REL: N #OF HRS: 0 SEC TRADING HRS: 0 STRT DATE: 08/11/2020 ADDR: 1301 Grandview Ave Ste 300, Pittsburgh PA 15211 DESC: strictly member and angel investor Name: PCA NATIONAL INSTRUCTOR POS: Driving Instructor NOB: Hobby INVEST REL: N #OF HRS: 5 SEC TRADING HRS: 0 STRT DATE: 10/29/2022 ADDR: 2543 Beechwood Blvd, Pittsburgh PA 15217 DESC: High Performance Driving instruction No intention for compensation Name: SIGNATURE WEALTH POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 06/24/2024 ADDRESS: 525 William Penn Place, Suite 3401, Pittsburgh PA 15219 DESCRIPTION: co-Chief Executive Officer Name: SIGNATURE LEGACY HOLDINGS LLC POSITION: Member NATURE: Holdings company for Kingfisher stock - see Bluespring or Kestra legal department for more details INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 525 William Penn Place, Suite 3401, Signature, Pittsburgh PA 15219, United States DESCRIPTION: General Member NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/08/2005 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: CTRL+ALT+DEL, LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2025 ADDRESS: 2543 Beechwood Boulevard, Pittsburgh PA 15217, United States DESCRIPTION: a two-member LLC for the sole purpose of R E investing for rental income. We formed this LLC in anticipation of purchasing a rental property so he can learn the basics of managing real estate. I intend to be a mentor for R E
CRS (Client Relationship Summary) - RIA
Click below to view Marc Lee Tannenbaum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 525 William Penn Place Ste 3401, Pittsburgh, PA 15219RIA
CRD#: 283330
PITTSBURGH, PA
Current
August 8, 2005 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 525 William Penn Place Ste 3401, Pittsburgh, PA 15219BD
CRD#: 42046
PITTSBURGH, PA
Past
January 10, 2020 - September 30, 2025
SIGNATURE SELECT WEALTH
RIA
CRD#: 306143
PITTSBURGH, PA
Past
February 5, 2009 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
PITTSBURGH, PA
Past
July 31, 2002 - August 9, 2005
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/20/2017)
RR
Arizona(5/1/2006)
RR
California(8/8/2005)
RR
Colorado(1/22/2007)
RR
Connecticut(11/23/2021)
RR
Delaware(4/22/2014)
RR
District of Columbia(8/8/2005)
RR
Florida(1/9/2006)
RR
Georgia(8/8/2005)
RR
Hawaii(12/12/2018)
RR
Idaho(8/10/2018)
RR
Illinois(3/11/2019)
RR
Indiana(1/9/2020)
RR
Kentucky(9/22/2022)
RR
Maine(9/22/2022)
RR
Maryland(10/30/2007)
RR
Massachusetts(10/3/2014)
RR
Michigan(9/16/2009)
RR
Minnesota(3/12/2021)
RR
Nevada(4/30/2014)
RR
New Hampshire(2/28/2008)
RR
New Jersey(8/8/2005)
RR
New Mexico(12/9/2010)
RR
New York(8/8/2005)
RR
North Carolina(8/8/2005)
RR
Ohio(7/1/2010)
RR
Oklahoma(11/20/2012)
RR
Oregon(1/3/2017)
RR
Pennsylvania(8/8/2005)
IAR
Pennsylvania(4/19/2016)
RR
Rhode Island(2/2/2015)
RR
Tennessee(4/20/2017)
RR
Texas(2/2/2015)
RR
Utah(4/22/2024)
RR
Virginia(1/25/2010)
RR
Washington(12/19/2019)
RR
West Virginia(1/31/2012)
RR
Wisconsin(4/18/2020)
RR
Wyoming(2/4/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
