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MM

Michael S. Messina

RYAN TAX CAPITAL
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 4563802
MM

Professional summary


Michael Stefano Messina, who also goes by Michael Messina, Michael Stefano Messina, is a registered financial professional currently at RYAN TAX CAPITAL, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2024. Michael has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Messina | Michael Stefano Messina

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Stefano Messina's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 26, 2024 - Present

RYAN TAX CAPITAL, LLC

Office #1: Rockefeller Center 600 Fifth Ave, 9th Floor, , New York, NY, 10020Office #2: One Rockefeller Plaza 20th Floor, New York, NY, 10020
BD
CRD#: 321878
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/17/2024)
RR
Arizona
(5/9/2024)
RR
Arkansas
(7/3/2024)
RR
California
(5/7/2024)
RR
Colorado
(5/30/2024)
RR
Connecticut
(4/16/2024)
RR
Delaware
(5/20/2024)
RR
District of Columbia
(9/19/2024)
RR
Florida
(9/4/2024)
RR
Georgia
(5/10/2024)
RR
Hawaii
(11/13/2024)
RR
Idaho
(5/6/2024)
RR
Illinois
(9/6/2024)
RR
Indiana
(9/18/2024)
RR
Iowa
(5/20/2024)
RR
Kansas
(5/22/2024)
RR
Kentucky
(7/2/2024)
RR
Louisiana
(5/1/2024)
RR
Maine
(7/9/2024)
RR
Maryland
(6/3/2024)
RR
Massachusetts
(6/24/2024)
RR
Michigan
(5/2/2024)
RR
Minnesota
(5/3/2024)
RR
Mississippi
(5/14/2024)
RR
Missouri
(7/24/2024)
RR
Nebraska
(4/24/2024)
RR
Nevada
(6/5/2024)
RR
New Hampshire
(9/5/2024)
RR
New Jersey
(4/17/2024)
RR
New Mexico
(9/14/2024)
RR
New York
(4/12/2024)
RR
North Carolina
(5/10/2024)
RR
Ohio
(5/2/2024)
RR
Oklahoma
(4/25/2024)
RR
Oregon
(6/13/2024)
RR
Pennsylvania
(6/7/2024)
RR
Puerto Rico
(3/11/2025)
RR
South Carolina
(4/22/2024)
RR
Texas
(6/12/2024)
RR
Virginia
(8/17/2024)
RR
Washington
(5/8/2024)
RR
West Virginia
(6/17/2024)
RR
Wisconsin
(5/6/2024)
RR
Wyoming
(9/3/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 3/8/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/12/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/26/2024
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RT
RYAN TAX CAPITAL, LLC
RYAN BROKERAGE SERVICES, LLC | RYAN TAX CAPITAL, LLC | RYAN TAX CAPITAL

CRD#: 321878 / SEC#: , 8-71024

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
One Rockefeller Plaza 20th Floor, New York, NY, 10020
Mailing Address
One Rockefeller Plaza 20th Floor, New York, NY, 10020
Phone number
(212) 871-3901
Established
Delaware since 04/18/2022
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (44 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
RYAN, LLCMEMBER
CHISM, PATRICK ANDREWCHIEF COMPLIANCE OFFICER2875421
DIMARIA, DONNA BARBARAPRINCIPAL1406234
TEUFEL, FREDERICK CHARLES JRFINOPS2092408

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RYAN TAX CAPITAL, LLC

CRD#: 321878New York, NY 10020

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