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CM

Cynthia L. Maus

PJT PARTNERS LP
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 4562911
CM

Professional summary

Cynthia Laura Maus, who also goes by Cynthia Maus Carter, Cynthia Laura Maus, is a registered financial professional currently at PJT PARTNERS LP located in San Francisco, California.

Cynthia is registered as a RR (Registered Representative) and started their career in finance in 2007. Cynthia has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cynthia Maus Carter | Cynthia Laura Maus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cynthia Laura Maus's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2021 - Present

PJT PARTNERS LP

Office #1: One Market Plaza Suite 2700, San Francisco, CA 94105
BD
CRD#: 171058
San Francisco, CA
Past

December 20, 2013 - March 2, 2015

PARK HILL GROUP LLC

BD
CRD#: 135898
NEW YORK, NY
Past

January 25, 2007 - December 31, 2013

PARK HILL REAL ESTATE GROUP LLC

BD
CRD#: 139491
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/30/2024)
RR
Alaska
(7/14/2022)
RR
Arizona
(7/14/2022)
RR
Arkansas
(7/14/2022)
RR
California
(2/2/2021)
RR
Colorado
(7/14/2022)
RR
Kansas
(7/14/2022)
RR
Nebraska
(7/14/2022)
RR
Nevada
(7/14/2022)
RR
New Mexico
(7/14/2022)
RR
New York
(2/6/2021)
RR
Oklahoma
(7/14/2022)
RR
Oregon
(7/14/2022)
RR
Texas
(4/5/2022)
RR
Washington
(7/14/2022)
RR
Wisconsin
(1/16/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/9/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/24/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/1/2021
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/27/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PP
PJT PARTNERS LP
PARK HILL | PJT PARTNERS LP | PJT PARTNERS LLC | PJT PARK HILL | PJT CAMBERVIEW | PARK HILL GROUP

CRD#: 171058 / SEC#: , 8-69442

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
280 Park Avenue 15th Floor, New York, NY 10017
Mailing Address
280 Park Avenue 15th Floor, New York, NY 10017
Phone number
(212) 364-7800
Established
Delaware since 01/15/2014
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PJT PARTNERS HOLDING LPLIMITED PARTNER
FLANAGAN, TARA ELIZABETHCHIEF COMPLIANCE OFFICER2540823
KALRA, ARUN JAMESFINOP6570441
LEE, JIYEUNMANAGING PARTNER/DIRECTOR1859635
MEATES, HELEN THERESECHIEF FINANCIAL OFFICER/DIRECTOR2271715
PJT MANAGEMENT LLCGENERAL PARTNER
TAUBMAN, PAUL JEFFREYCEO/DIRECTOR1567776

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PJT PARTNERS LP

CRD#: 171058San Francisco, CA 94105

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