Monika Moeller
Professional summary
Monika Moeller, who also goes by Monika Moller, Monika Möller, is a registered financial professional currently at EPIC CAPITAL SECURITIES located in Boca Raton, Florida.
Monika is registered as a RR (Registered Representative) and started their career in finance in 2002. Monika has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monika Moeller's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2015 - Present
EPIC CAPITAL SECURITIES
Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431Office #2: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431March 30, 2012 - February 28, 2014
BNY MELLON CAPITAL MARKETS, LLC
October 30, 2009 - February 28, 2014
PERSHING LLC
April 14, 2009 - August 12, 2009
SOUZA BARROS SECURITIES, INC
August 18, 2008 - November 17, 2008
VECTORGLOBAL WMG
December 13, 2005 - August 15, 2008
INSIGNEO SECURITIES, LLC
November 11, 2002 - May 3, 2005
EFG CAPITAL INTERNATIONAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2015)
(10/23/2015)
Exams
FINRA
Current Firm
EPIC CAPITAL SECURITIES
CRD#: 166756 / SEC#: , 8-69229
Contact information
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
EPIC CAPITAL SECURITIES
CRD#: 166756Boca Raton, FL 33431TRUST BUT VERIFY
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