Michel C. Kola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michel Cotti Kola, who also goes by Mihel Kola, was a registered financial professional .
Michel is a previously registered financial professional and started their career in finance in 2002. Michel had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2015 - June 2, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
November 4, 2011 - September 16, 2013
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 26, 2011 - September 16, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 30, 2010 - September 6, 2011
INVESTMENT ADVISORS INTERNATIONAL, INC.
September 10, 2010 - September 6, 2011
WORLD GROUP SECURITIES, INC.
March 29, 2010 - August 31, 2010
LPL FINANCIAL LLC
November 10, 2009 - August 31, 2010
LPL FINANCIAL LLC
May 29, 2007 - November 6, 2009
CITIGROUP GLOBAL MARKETS INC.
November 18, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
January 27, 2003 - July 5, 2005
PFS INVESTMENTS INC.
July 30, 2002 - December 17, 2002
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
