Paul V. Cheves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Vernon Cheves, who also goes by Paul V Cheves, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1967. Paul had worked at 6 firms and has passed the Series 65, Series 63, Series 2, Series 6, Series 3 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 1986 - December 5, 2003
THE PATTERSON CAPITAL CORPORATION
March 24, 1982 - July 15, 1985
KIDDER, PEABODY & CO. INCORPORATED
April 24, 1979 - November 5, 1981
ALPHA MANAGEMENT INC.
June 23, 1976 - June 25, 1979
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
September 9, 1974 - August 7, 1976
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
November 28, 1967 - October 7, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/18/1988
Non-Member General Securities ExaminationSeries 1
Date: 11/27/1967
Registered Representative ExaminationCurrent Firm
THE PATTERSON CAPITAL CORPORATION
CRD#: 105507 / SEC#: 801-13828
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 978,415,976 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
