Robert J. Fetzner

PGIM INVESTMENTS LLC

Ashuburn, VA

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CRD#: 4561461

Professional summary

Robert James Fetzner, who also goes by Robert J Fetzner, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Ashuburn, Virginia and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Cohasset, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert J Fetzner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WISPERING RAPIDS (VACATION RENTAL PROPERTY NAME) POSITION: Owner (co-owned with my wife, Tambre Fetzner).. NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 1331 Wisp Mountain Rd, McHenry MD 21541, United States DESCRIPTION: - monitor rental dates (when made available) via Property Management Company's owner portal - Railey Vacations..- on-going repairs, maintenance of property and/or furnishings, as needed..

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Fetzner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2011 - Present

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

Ashuburn, VA

Current

June 21, 2011 - Present

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

COHASSET, MA

Past

April 20, 2006 - May 20, 2011

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

March 20, 2006 - April 20, 2006

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

November 3, 2005 - May 20, 2011

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

January 1, 2005 - November 8, 2005

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

March 17, 2004 - January 1, 2005

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

January 16, 2004 - February 6, 2004

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

September 25, 2002 - July 1, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PGIM INVESTMENTS LLC

PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC

CRD#: 105670 / SEC#: 801-31104

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/13/2015)

California
(8/9/2024)

District of Columbia
(6/21/2011)

Maryland
(12/5/2011)

Nebraska
(5/21/2025)

New York
(5/21/2025)

Ohio
(5/10/2017)

Pennsylvania
(2/25/2019)

Tennessee
(5/21/2025)

Virginia
(6/21/2011)

IAR

Virginia
(7/5/2011)

West Virginia
(12/8/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/31/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/24/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PGIM INVESTMENTS LLC

PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC

CRD#: 105670 / SEC#: 801-31104

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

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Contact information

Main Address

655 Broad Street, Newark, NJ 07102

Mailing Address

Phone number

(973) 802-9908

Established

Firm type

Fiscal year end

# of Employees

490

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PGIM INVESTMENTS LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	196
AUM (Assets Under Management)	$ 322,085,635,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Fetzner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Fetzner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI DISTRIBUTOR US, INC.

HSBC SECURITIES (USA) INC.

HSBC BROKERAGE (USA) INC.

CITISTREET EQUITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

PGIM INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2006

Series 63

Date: 10/31/2002

SIE

Date: 10/1/2018

Series 7

Date: 2/15/2006

Series 6

Date: 9/24/2002

FINRA

Current Firm

PGIM INVESTMENTS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PGIM INVESTMENTS LLC

TRUST BUT VERIFY

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