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Shannon M. Lipp

Shannon M. Lipp

STRATEGIC ADVISERS LLC | Financial Consultant
WHITE LAKE, MI
Some features on this profile are disabled
CRD#: 4561434
Shannon M. Lipp

Professional summary

Shannon M. Lipp, who also goes by Shannon Marie Blocker, Shannon Marie Lipp, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in White Lake, Michigan and FIDELITY BROKERAGE SERVICES LLC located in Farmington, Michigan.

Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Shannon has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

As your Financial Consultant, I partner with you and your loved ones to understand your goals, create a financial plan, and provide guidance in developing your personalized investment strategy.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shannon Marie Blocker | Shannon Marie Lipp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon M. Lipp's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Walsh College of Accountacy & Bus

Master of Finance - Finance

2004

University of Michigan-Ann Arbor

Pyschology - Organizational Behavior

1996

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 30200 Northwestern Hwy, Farmington, MI 48334
RIA
CRD#: 104555
WHITE LAKE, MI
Current

April 22, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 30200 Northwestern Hwy, Farmington, MI 48334
BD
CRD#: 7784
Farmington, MI
Past

August 26, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
COVINGTON, KY
Past

October 5, 2017 - April 29, 2019

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
White Lake, MI
Past

October 7, 2015 - April 4, 2017

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Novi, MI
Past

October 6, 2015 - October 6, 2015

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Novi, MI
Past

October 6, 2015 - April 29, 2019

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
White Lake, MI
Past

March 20, 2014 - September 22, 2015

SCOTTRADE, INC.

BD
CRD#: 8206
ANN ARBOR, MI
Past

March 14, 2013 - March 24, 2014

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
WHITE LAKE, MI
Past

March 13, 2013 - March 24, 2014

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
WHITE LAKE, MI
Past

December 11, 2012 - February 1, 2013

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
COMMERCE TWP., MI
Past

December 7, 2012 - February 1, 2013

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
COMMERCE TWP., MI
Past

May 1, 2012 - October 30, 2012

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
WHITE LAKE, MI
Past

November 10, 2009 - March 30, 2011

TD AMERITRADE, INC.

RIA
CRD#: 7870
BIRMINGHAM, MI
Past

November 10, 2009 - March 30, 2011

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
BIRMINGHAM, MI
Past

October 16, 2009 - March 30, 2011

TD AMERITRADE, INC.

BD
CRD#: 7870
BIRMINGHAM, MI
Past

October 17, 2007 - October 26, 2009

E*TRADE SECURITIES LLC

BD
CRD#: 29106
FARMINGTON, MI
Past

March 11, 2005 - February 21, 2006

COMERICA SECURITIES

BD
CRD#: 17079
REDFORD, MI
Past

March 9, 2005 - February 21, 2006

COMERICA SECURITIES

RIA
CRD#: 17079
REDFORD, MI
Past

October 2, 2002 - October 27, 2004

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(4/26/2021)
RR
Florida
(4/26/2021)
RR
Georgia
(4/26/2021)
RR
Illinois
(4/26/2021)
RR
Indiana
(4/26/2021)
RR
Michigan
(4/22/2021)
IAR
Michigan
(3/31/2025)
RR
New Jersey
(4/26/2021)
RR
New York
(4/26/2021)
RR
Ohio
(4/27/2021)
RR
Texas
(4/26/2021)
IAR
Texas
(3/31/2025)
RR
Virginia
(4/26/2021)
RR
Wisconsin
(4/26/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/26/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/1/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555White Lake, MI

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Contact information

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xxxxx@xxxx.xxx

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