NK
Natalie A. Kratzer
THRIVENT INVESTMENT MANAGEMENT
Hummelstown, PA 17036
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CRD#: 4561094
NK
Professional summary
Natalie Alicia Kratzer, ChFC®, who also goes by Natalie Alicia Taylor, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Hummelstown, Pennsylvania.
Natalie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Natalie has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Natalie Alicia Taylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NOEXPECTATIONS LLC POSITION: Sole Partner/Director NATURE: Real Estate LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2019 ADDRESS: 1813 Boxwood Cove, Palmyra PA 17078, United States DESCRIPTION: act as landlord LOWER DAUPHIN COMMUNITIES THAT CARE POSITION: board member NATURE: Our VisionThrough a community-wide effort,all children in the Lower Dauphin communityshall grow up to become healthy, productive adults. The Communities That Care effort in the Lower Dauphin community of the Borough of Hummelstown and the townships of Conewago, East Hanover, Londonderry and South Hanover strives to coordinate efforts and rally support for the education of children promoting healthy lifestyles and practices which shall significantly increase productive behaviors and provide a safe and healthy environment for all children in our community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/13/2020 ADDRESS: 291 East Main Street, Hummelstown PA 17036, United States DESCRIPTION: Serve on board to help direct the programming and needs of the community and how CTC may meet these needs. COLOR STREET POSITION: operator NATURE: Color Street offers nail polish strips, hand/nail care, and makeup. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2022 ADDRESS: 1813 Boxwood Cove, Palmyra PA 17078, United States DESCRIPTION: selling nail and beauty products FRIENDS OF LANTERN HILL POSITION: board member NATURE: LANTERN HILL, an education and feeding program in Baja California, Mexico, supports students through their educational careers. Lantern Hill ensures that students have the opportunity to graduate high school and receive a scholarship to college, changing the future for generations to come. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2025 ADDRESS: 1907 Buckington Drive, Chesterfield MO 63017, United States DESCRIPTION: I'll be participating in board meetings and supporting the cause/mission of the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Natalie Alicia Kratzer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Natalie Alicia Kratzer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 24, 2010 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 20 West Main St, Hummelstown, PA 17036RIA
BD
CRD#: 18387
Hummelstown, PA
Current
April 14, 2010 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 20 West Main St, Hummelstown, PA 17036RIA
BD
CRD#: 18387
Hummelstown, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/31/2020)
RR
Arizona(5/12/2022)
RR
California(10/28/2020)
RR
Colorado(3/24/2016)
RR
Connecticut(7/2/2021)
RR
Delaware(5/3/2024)
RR
Florida(8/28/2020)
RR
Georgia(12/10/2015)
RR
Idaho(12/1/2021)
RR
Illinois(9/17/2020)
RR
Indiana(12/16/2021)
RR
Iowa(3/10/2025)
RR
Kentucky(3/13/2024)
RR
Louisiana(4/6/2021)
RR
Maryland(7/12/2013)
RR
Massachusetts(11/8/2021)
RR
Michigan(2/4/2021)
RR
Minnesota(7/28/2022)
RR
Mississippi(7/14/2021)
RR
Missouri(5/20/2021)
RR
Montana(10/16/2023)
RR
Nebraska(7/28/2023)
RR
Nevada(10/13/2022)
RR
New Hampshire(9/22/2022)
RR
New Jersey(5/10/2021)
RR
New Mexico(9/4/2024)
RR
New York(9/27/2017)
RR
North Carolina(2/16/2015)
RR
North Dakota(9/8/2021)
RR
Ohio(9/11/2014)
RR
Oklahoma(3/10/2022)
IAR
Oklahoma(3/10/2022)
RR
Oregon(8/13/2024)
RR
Pennsylvania(5/24/2010)
IAR
Pennsylvania(5/24/2010)
RR
Rhode Island(7/1/2021)
RR
South Carolina(9/3/2015)
RR
South Dakota(3/19/2021)
RR
Tennessee(7/18/2022)
RR
Texas(6/18/2020)
IAR
Texas(6/18/2020)
RR
Utah(4/12/2022)
RR
Virginia(2/18/2021)
RR
Washington(12/17/2012)
RR
West Virginia(10/2/2024)
RR
Wisconsin(2/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Hummelstown, PA 17036TRUST BUT VERIFY
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