Robert F. Giles
WEALTH ADVISORS OF TAMPA BAY
Tampa, FL 33602
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CRD#: 4560739
Professional summary
Robert Fenn Giles III, CFP®, who also goes by Robert Fenn Giles 3rd, Robert Fenn Giles, Robert Fenn Giles III, is a registered financial advisor currently at WEALTH ADVISORS OF TAMPA BAY located in Tampa, Florida and LPL FINANCIAL LLC located in Tampa, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
Fenn is a Wealth Advisor and serves on the firm’s Management and Investment Committees. He has over 17 years of experience in the financial services industry helping clients work towards their financial goals. His career began in research at Raymond James Financial where he contributed to the creation of the firm's recommended list of mutual funds. Most recently, he was the Vice President of Investments at Citi Wealth Management covering the southeast of the United States. His role included portfolio construction for ultra-high-net-worth clients and providing alternative investment advice for private equity/real estate investments. Previously at Citi, he was an Investment Specialist and participated in the development and implementation of their comprehensive financial planning program.
A graduate of St. Mary’s College of Maryland, Fenn holds a Bachelor of Science degree with a dual major in economics and anthropology. He is designated as a CERTIFIED FINANCIAL PLANNER™ professional and holds his Series 7 registration with LPL Financial and the Series 65 registration with Wealth Advisors of Tampa Bay. His experience is in designing and implementing comprehensive customized portfolios and financial plans to help clients pursue their needs for income in retirement, estate planning, insurance, and education.
Fenn is a member of The Financial Planning Association and an active member of the Hyde Park United Methodist Church. He attained the rank of Eagle Scout, is an avid marathon runner, and continues to be active as a volunteer in several community projects. He lives in Tampa with his wife Andrea and has two sons: Alec Giles and Fenn Giles, IV. The family enjoys the beach and all types of water sports.
Question & Answer
What are your service offerings?
Investment Planning
Business Succession Planning
Estate Planning
Comprehensive Financial Planni...
Insurance Planning
Retirement Income Management
Education Planning
Retirement Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Robert Fenn Giles 3rd | Robert Fenn Giles | Robert Fenn Giles Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 08/11/2014 - WEALTH ADVISORS OF TAMPA BAY/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ TAMPA, FL (2) 09/15/2014: WEALTH ADVISORS OF TAMPA BAY LLC - INV REL - 777 SOUTH HARBOUR ISLAND BLVD, TAMPA, FL 33602 - REGISTERED INVESTMENT ADVISOR DBA: WEALTH ADVISORS OF TAMPA BAY - IAR (3) 09/15/2014: WEALTH ADVISORS OF TAMPA BAY LLC - INV REL - 777 SOUTH HARBOUR ISLAND BLVD, TAMPA, FL 33602 - REGISTERED INVESTMENT ADVISOR HYBRID - IAR (4) 09/11/2024 - Giles Dupuy Properties LLC - Other - Family Farm - Manager - Not Investment Related - Tampa. FL - Start Date 07/01/2024 - 1 Hour Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Robert Fenn Giles III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
September 2, 2014 - Present
WEALTH ADVISORS OF TAMPA BAY
Office #1: 777 South Harbour Island Boulevard Suite 370, Tampa, FL 33602RIA
CRD#: 162724
Tampa, FL
Current
August 11, 2014 - Present
LPL FINANCIAL LLC
Office #1: 777 South Harbour Island Blvd, Tampa, FL 33602RIA
BD
CRD#: 6413
Tampa, FL
Past
January 5, 2018 - September 25, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
TAMPA, FL
Past
September 19, 2007 - August 15, 2014
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
TAMPA, FL
Past
September 7, 2007 - August 15, 2014
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
TAMPA, FL
Past
September 28, 2004 - August 28, 2007
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
ST. PETERSBURG, FL
Past
May 6, 2003 - September 10, 2004
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORS OF TAMPA BAY
WEALTH ADVISORS OF TAMPA BAY | WEALTH ADVISORS OF TAMPA BAY LLC
CRD#: 162724 / SEC#: 801-74575
RIA
Registered Investment Advisory firm - (4/9/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/18/2025)
RR
California(10/15/2019)
RR
Colorado(5/12/2017)
RR
Florida(8/11/2014)
IAR
Florida(9/2/2014)
RR
Georgia(5/22/2019)
RR
Illinois(1/17/2018)
RR
Maryland(2/18/2025)
RR
New York(1/10/2024)
RR
North Carolina(7/2/2020)
RR
Ohio(1/9/2015)
RR
South Carolina(2/18/2025)
RR
Tennessee(12/12/2023)
RR
Texas(1/9/2017)
RR
Virginia(2/18/2025)
RR
Wisconsin(10/5/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEALTH ADVISORS OF TAMPA BAY
WEALTH ADVISORS OF TAMPA BAY | WEALTH ADVISORS OF TAMPA BAY LLC
CRD#: 162724 / SEC#: 801-74575
RIA
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Contact information
Main Address
777 South Harbour Island Boulevard Suite 370, Tampa, FL 33602
Mailing Address
Phone number
(813) 642-7730
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 381 |
| AUM (Assets Under Management) | $ 400,836,312 |
Red Flags
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Company Information
WEALTH ADVISORS OF TAMPA BAY
CRD#: 162724Tampa, FL 33602TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
