Joseph Kelly
Professional summary
Joseph Kelly was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph Kelly, who also goes by Joe Kelly, is a registered financial professional currently at VCS VENTURE SECURITIES located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2024 - Present
VCS VENTURE SECURITIES
Office #1: 29 Broadway Suite 1502, New York, NY 10006-3201January 13, 2017 - December 18, 2024
SPARTAN CAPITAL SECURITIES, LLC
September 21, 2016 - January 20, 2017
PHX FINANCIAL, INC.
February 1, 2016 - October 18, 2016
NATIONAL SECURITIES CORPORATION
January 8, 2013 - February 27, 2016
SPARTAN CAPITAL SECURITIES, LLC
June 21, 2010 - January 18, 2013
JOHN THOMAS FINANCIAL
October 29, 2007 - July 16, 2010
PRESTIGE FINANCIAL CENTER, INC.
June 6, 2007 - November 1, 2007
EMPIRE ASSET MANAGEMENT COMPANY
April 27, 2006 - June 4, 2007
NATIONAL SECURITIES CORPORATION
April 20, 2005 - May 3, 2006
AURA FINANCIAL SERVICES, INC.
March 5, 2004 - April 7, 2005
NATIONAL SECURITIES CORPORATION
February 12, 2003 - March 8, 2004
FIRST MONTAUK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2025)
(1/13/2025)
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(1/23/2025)
(1/9/2025)
(1/13/2025)
(1/10/2025)
(1/13/2025)
(1/9/2025)
(1/10/2025)
(12/2/2024)
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(1/17/2025)
(12/2/2024)
(1/10/2025)
(1/10/2025)
(1/9/2025)
(12/2/2024)
(1/24/2025)
(12/2/2024)
(1/15/2025)
Exams
FINRA
Current Firm
VCS VENTURE SECURITIES
CRD#: 127921 / SEC#: , 8-66069
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
