Joseph H. Marks

STONEX SECURITIES

VESTAVIA HILLS, AL 35216

Some features on this profile are disabled

CRD#: 4560269

Professional summary

Joseph Henry Marks JR, who also goes by Hank Marks, Joseph Henry Marks, is a registered financial professional currently at STONEX SECURITIES INC. located in Vestavia Hills, Alabama.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2005. Joseph has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Hank Marks | Joseph Henry Marks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Henry Marks JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2025 - Present

STONEX SECURITIES INC.

Office #1: 1425 Montgomery Highway Suite 151, Vestavia Hills, AL 35216

CRD#: 18456

VESTAVIA HILLS, AL

Past

February 18, 2021 - March 3, 2025

FNBB CAPITAL MARKETS, LLC

CRD#: 132091

BIRMINGHAM, AL

Past

September 15, 2017 - February 5, 2021

STONEX ADVISORS INC.

RIA

CRD#: 174182

Birmingham, AL

Past

September 15, 2017 - February 5, 2021

STONEX SECURITIES INC.

CRD#: 18456

BIRMINGHAM, AL

Past

October 25, 2016 - April 20, 2017

STONEX FINANCIAL INC.

CRD#: 45993

BIRMINGHAM, AL

Past

June 30, 2016 - July 11, 2017

STONEX ADVISORS INC.

RIA

CRD#: 174182

BIRMINGHAM, AL

Past

October 19, 2010 - June 30, 2016

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

BIRMINGHAM, AL

Past

January 31, 2006 - September 14, 2009

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

BIRMINGHAM, AL

Past

August 17, 2005 - April 24, 2017

STERNE, AGEE & LEACH, INC.

CRD#: 791

Birmingham, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/17/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STONEX SECURITIES INC.

CRD#: 18456 / SEC#: , 8-36638

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Mailing Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Phone number

(800) 292-2411

Established

Delaware since 01/22/2002

Firm type

Corporation

Fiscal year end

September

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STONEX GROUP INC.	100% OWNER
BOLTE, DAVID ALBERT	SECRETARY	2711410
CARTER, JAY WILSON	PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR	2412541
DAVISON, STUART ANDREW	DIRECTOR	7824576
DUNAWAY, WILLIAM JOHN	DIRECTOR	6505923
HUGO, MARK ERIC	POO	2177412
LYON, CHARLES MARTIN	DIRECTOR	4000852
MAURER, MARK L	DIRECTOR	4234406
MCAUSLAN, JAMES BUCHANAN	DIRECTOR	7658964
PARKER, BRIAN LANE	CHIEF COMPLIANCE OFFICER, ROSFP	4635848
PORZIO, JOSEPH JOHN	CFO / PFO / FINOP	1319702
RICHARDSON, MARCUS BRYANT	CHIEF OPERATING OFFICER	3037932
SMITH, PHILIP ANDREW	DIRECTOR, CHAIRMAN OF THE BOARD	4999097

Disclosures

Regulatory Event	9
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Wheeler

OSAIC WEALTH, INC.

IAR

Birmingham, AL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph H. Marks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Henry Marks JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FNBB CAPITAL MARKETS, LLC

STONEX ADVISORS INC.

STONEX SECURITIES INC.

STONEX FINANCIAL INC.

STONEX ADVISORS INC.

INTL ADVISORY CONSULTANTS INC.

INTL ADVISORY CONSULTANTS INC.

STERNE, AGEE & LEACH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/16/2005

FINRA

Current Firm

STONEX SECURITIES INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STONEX SECURITIES INC.

TRUST BUT VERIFY

Similar Advisors