MT
Matthew L. Tiller
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Kalamazoo, MI 49009
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CRD#: 4559787
MT
Professional summary
Matthew Lane Tiller is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Kalamazoo, Michigan and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Kalamazoo, Michigan.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT, 2632 S 11TH ST, KALAMAZOO, MI, 8/2009 SELLING FIXED INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/YR - 10/TRADING.
2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 8/2009 AS ADVISORY REP OF A RIA. INV REL - 1000 HR/YR- 1000/TRADING.
3)ASCENT ASSET GROUP 2632 SOUTH 11TH STREET KALAMAZOO, MI 49009. BEGAN 4/1/12 AS OWNER;FIRM NAME USED TO MARKET MYSELF AS A FINANCIAL ADVISOR. NO ACTIVITIES OUTSIDE OF BROKER/DEALER AND RIA ACTIVITIES PREVIOUSLY DISCLOSED. DEVOTES 50 HRS/WK. 1 DURING TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Lane Tiller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3632 11th St, Kalamazoo, MI 49009RIA
CRD#: 134139
Kalamazoo, MI
Current
August 20, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2632 S 11th St., Kalamazoo, MI 49009BD
CRD#: 39543
Kalamazoo, MI
Past
August 20, 2009 - December 31, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
KALAMAZOO, MI
Past
June 26, 2009 - August 20, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
KALAMAZOO, MI
Past
June 1, 2009 - July 1, 2009
MORGAN STANLEY
RIA
CRD#: 149777
KALAMAZOO, MI
Past
June 1, 2009 - July 1, 2009
MORGAN STANLEY
BD
CRD#: 149777
KALAMAZOO, MI
Past
March 2, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
KALAMAZOO, MI
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
KALAMAZOO, MI
Past
May 21, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PORTAGE, MI
Past
July 24, 2002 - June 4, 2004
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2020)
RR
California(1/2/2025)
RR
Colorado(8/20/2009)
RR
Florida(3/5/2013)
RR
Georgia(1/2/2025)
RR
Illinois(3/12/2019)
RR
Indiana(8/20/2009)
RR
Michigan(8/20/2009)
IAR
Michigan(2/26/2010)
RR
Minnesota(1/2/2025)
RR
Nebraska(1/2/2024)
RR
Nevada(1/2/2025)
RR
North Carolina(1/2/2025)
RR
North Dakota(2/11/2013)
RR
Ohio(3/12/2019)
RR
South Carolina(1/2/2025)
RR
Tennessee(3/12/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Kalamazoo, MI 49009TRUST BUT VERIFY
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