Paul D. Loner

OSAIC WEALTH

Sycamore, IL 60178

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CRD#: 4559562

Professional summary

Paul Daniel Loner, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Sycamore, Illinois.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Insurance Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 08/20/2010 - DPL ASSET MANAGEMENT, LLC, DBA 2) 04/18/2017 - Service 1 Financial Group - Investment Related - AT Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/10/2017 - 160 Hours Per Month/160 Hours During Securities Trading - Financial Services. 3) 2/19/2019 - MVP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 02/13/2019 - 5 Hours Per Month/1 Hour During Securities Trading - Fixed insurance sales. 4) 10/24/2022 - Timberlane Village - Not Investment Related - Non-Profit Board Member - Start Date - 07/21/2022 - 1 Hours Per Month/0 Hours During Securities Trading 5) PREGNANCY CARE CENTER POSITION: VP NATURE: Non-Profit board member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 4108 Morsay Drive, Rockford IL 61107, United States DESCRIPTION: board member 6) BRUCH INSURANCE ASSOCIATES POSITION: owner NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2022 ADDRESS: 204 S Main St, Sycamore IL 60178, United States DESCRIPTION: health insurance and Medicare supplement insurance 7) SERVICE 1 FINANCIAL POSITION: owner NATURE: marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 10/01/2018 ADDRESS: 204 S Main St, Sycamore IL 60178, United States DESCRIPTION: marketing 8) TIMBERLANE VILLAGE POSITION: board member NATURE: village board INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/24/2022 ADDRESS: 2940 Charleston Ct, Caledonia IL 61011, United States DESCRIPTION: board member

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Daniel Loner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Paul Daniel Loner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 204 S Main St, Sycamore, IL 60178Office #2: 555 S Perryville Rd Ste 201, Rockford, IL 61108

RIA

CRD#: 23131

Sycamore, IL

Current

January 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 204 S Main St, Sycamore, IL 60178Office #2: 555 S Perryville Rd Ste 201, Rockford, IL 61108

RIA

CRD#: 23131

Sycamore, IL

Past

December 3, 2018 - January 31, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCKFORD, IL

Past

September 8, 2009 - January 31, 2024

LPL FINANCIAL LLC

CRD#: 6413

ROCKFORD, IL

Past

March 1, 2005 - September 8, 2009

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

ROCKFORD, IL

Past

April 15, 2004 - March 2, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ROCKFORD, IL

Past

April 5, 2004 - March 2, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

June 5, 2003 - March 15, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ROCKFORD, IL

Past

September 24, 2002 - March 15, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/23/2024)

Alaska
(1/23/2024)

Arizona
(1/23/2024)

Arkansas
(1/23/2024)

California
(1/23/2024)

Colorado
(1/23/2024)

Florida
(1/23/2024)

Georgia
(1/23/2024)

Illinois
(1/23/2024)

IAR

Illinois
(1/31/2024)

Indiana
(3/11/2024)

Iowa
(1/23/2024)

Kansas
(3/27/2024)

Kentucky
(1/23/2024)

Louisiana
(1/23/2024)

Michigan
(1/23/2024)

Minnesota
(2/1/2024)

Missouri
(2/6/2024)

Nevada
(1/23/2024)

New Jersey
(1/23/2024)

New Mexico
(1/23/2024)

New York
(1/23/2024)

North Carolina
(2/1/2024)

Ohio
(1/23/2024)

Oregon
(2/12/2024)

Pennsylvania
(1/23/2024)

Rhode Island
(1/23/2024)

South Carolina
(1/23/2024)

Tennessee
(1/23/2024)

Texas
(1/23/2024)

IAR

Texas
(1/23/2024)

Utah
(1/23/2024)

Virginia
(1/23/2024)

Washington
(1/23/2024)

Wisconsin
(1/23/2024)

Wyoming
(1/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul D. Loner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Daniel Loner's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Paul Daniel Loner's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WATERSTONE FINANCIAL GROUP, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2002

Series 63

Date: 9/19/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2002

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Contact information

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