AM
Amanda E. Montgomery
FIRST LIBERTIES FINANCIAL
TAMPA, FL 33602
Some features on this profile are disabled
CRD#: 4558534
AM
Professional summary
Amanda Elizabeth Montgomery, who also goes by Amanda Elizabeth Morris, is a registered financial professional currently at FIRST LIBERTIES FINANCIAL located in Tampa, Florida.
Amanda is registered as a RR (Registered Representative) and started their career in finance in 2003. Amanda has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 3, Series 31, Series 7, Series 30 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Amanda Elizabeth Morris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Member of the Advisory Board for the Southern California PGA Foundation, 3333 Concours Street, Building 2, Suite 2100, Ontario, CA 91764. The SCPGA created the Southern California PGA Foundation to develop and administer junior golf programs as well as an increasingly wide array of other community services throughout the area. The Southern California PGA Foundation is a 501 (c)(3) non-profit organization and operates as a public foundation. The SCPGA Foundation is involved in and supports the growth of the game of golf through initiatives such as Play Golf America, Neighborhood Golf, California Alliance for Golf and the University of California at Riverside Turfgrass Research Program to name a few. Will serve as an advisory investment committee member to staff. Foundation assets of approximately $10M are managed with full discretion by a third party investment consultant. Will devote approximately 1 hour quarterly for a review of the portfolio. No compensation and not affiliated with Allianz. Start date 9/21/15 Member of Advisory Board for Zoological Society of San Diego, 2920 Zoo Drive P.O. Box 120551, San Diego, CA 92112-0551. Start date 01/01/2019. Duties include overseeing investment assets. All asset management is outsourced to external managers. Will devote approximately 1 hour each month during trading hours to this activity. Member of Advisory Board for Girl Scouts of San Diego, 1231 Upas St, San Diego, CA 92103. Start date 01/01/2019. Duties include overseeing investment assets. All asset management is outsourced to external managers. Will devote approximately 1 hour each month to this activity, zero during trading hours.
CRS (Client Relationship Summary) - BD
Click below to view Amanda Elizabeth Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2022 - Present
FIRST LIBERTIES FINANCIAL
Office #1: 2915 N. Boulevard Suite A, Tampa, FL 33602BD
CRD#: 14432
TAMPA, FL
Past
January 27, 2015 - April 29, 2022
ALLIANZ GLOBAL INVESTORS U.S. LLC
RIA
CRD#: 149003
SAN DIEGO, CA
Past
October 24, 2013 - April 29, 2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
SAN DIEGO, CA
Past
April 2, 2007 - March 17, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
RANCHO SANTE FE, CA
Past
April 2, 2007 - March 17, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
RANCHO SANTE FE, CA
Past
February 13, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
RANCHO SANTE FE, CA
Past
February 13, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
RANCHO SANTE FE, CA
Past
October 21, 2003 - January 21, 2004
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/23/2022)
RR
Alaska(5/23/2022)
RR
Arizona(5/23/2022)
RR
Arkansas(5/23/2022)
RR
California(5/23/2022)
RR
Colorado(5/23/2022)
RR
Connecticut(5/23/2022)
RR
Delaware(5/23/2022)
RR
District of Columbia(5/23/2022)
RR
Florida(5/23/2022)
RR
Georgia(5/23/2022)
RR
Hawaii(5/23/2022)
RR
Idaho(5/23/2022)
RR
Illinois(5/23/2022)
RR
Indiana(5/23/2022)
RR
Iowa(5/23/2022)
RR
Kansas(5/23/2022)
RR
Kentucky(5/23/2022)
RR
Louisiana(5/23/2022)
RR
Maine(5/23/2022)
RR
Maryland(5/23/2022)
RR
Massachusetts(5/23/2022)
RR
Michigan(5/23/2022)
RR
Minnesota(5/23/2022)
RR
Mississippi(5/23/2022)
RR
Missouri(5/23/2022)
RR
Montana(5/23/2022)
RR
Nebraska(5/23/2022)
RR
Nevada(5/23/2022)
RR
New Hampshire(5/23/2022)
RR
New Jersey(5/23/2022)
RR
New Mexico(5/23/2022)
RR
New York(5/23/2022)
RR
North Carolina(5/23/2022)
RR
North Dakota(5/23/2022)
RR
Ohio(5/23/2022)
RR
Oklahoma(5/23/2022)
RR
Oregon(5/23/2022)
RR
Pennsylvania(5/23/2022)
RR
Puerto Rico(5/23/2022)
RR
Rhode Island(5/23/2022)
RR
South Carolina(5/23/2022)
RR
South Dakota(5/23/2022)
RR
Texas(5/23/2022)
RR
Utah(5/23/2022)
RR
Vermont(5/23/2022)
RR
Virgin Islands(5/23/2022)
RR
Virginia(5/23/2022)
RR
Washington(5/23/2022)
RR
West Virginia(5/23/2022)
RR
Wisconsin(5/23/2022)
RR
Wyoming(5/23/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FL
FIRST LIBERTIES FINANCIAL
FIRST LIBERTIES FINANCIAL | FIRST LIBERTIES SECURITIES,INC. | FIRST LIBERTIES SECURITIES, INC.
CRD#: 14432 / SEC#: , 8-30673
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
2915 N. Boulevard Suite A, Tampa, FL 33602
Mailing Address
2915 N. Boulevard Suite A, Tampa, FL 33602
Phone number
(917) 639-5451
Established
New York since 10/12/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELION FINANCIAL GROUP, INC. | OWNER | |
| BERGMAN, HILARY GUY | DIRECTOR, PRESIDENT, FINOP, AMLCO, & CHIEF COMPLIANCE OFFICER | 1834738 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
