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Nickolas P Delikaris

AUTOMATED EQUITY FINANCE MARKETS
NEW YORK, NY
·CRD# 4557984·24 years experience

Professional Summary

Nickolas P Delikaris is a registered financial advisor currently at AUTOMATED EQUITY FINANCE MARKETS, INC. located in New York, New York and EQUILEND located in New York, New York. Nickolas is registered as a RR (Registered Representative) and started their career in finance in 2002. Nickolas has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

AUTOMATED EQUITY FINANCE MARKETS, INC.·CRD# 147941
BD
1. 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 102812. 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
April 1, 2025 - Present
EQUILEND·CRD# 119107
BD
1. 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 102812. 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
April 1, 2025 - Present
STATE STREET GLOBAL MARKETS, LLC·CRD# 285852
BD
Boston, MA
September 13, 2023 - March 25, 2025
STATE STREET GLOBAL MARKETS, LLC·CRD# 285852
BD
Boston, MA
February 26, 2019 - June 6, 2022
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC·CRD# 30107
BD
Boston, MA
March 23, 2015 - March 31, 2017
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
July 10, 2003 - May 21, 2013
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
July 12, 2002 - December 31, 2002

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Current Firm

EQ
EQUILEND

EQUILEND | EQUILEND LLC

CRD#: 119107 / SEC#: 8-53738
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281

Mailing Address

225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281

Phone Number

(212) 901-2272

Established

Delaware since 10/12/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EQUILEND GLOBAL HUBCO LLCDIRECT OWNER - INTERMEDIATE PARENT HOLDINGS COMPANY—
NIGRELLI, PAUL JOACHIMCHIEF FINANCIAL OFFICER AND FINOP4572522
NIGRELLI, PAUL JOACHIMCHIEF EXECUTIVE OFFICER4572522
NIGRELLI, PAUL JOACHIMCHIEF COMPLIANCE OFFICER4572522
WACHTER, KAZUKOGENERAL COUNSEL7218349

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(4/6/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nickolas P Delikaris's CRS (Customer Relationship Summary).

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