Corey M. Cohee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Corey M Cohee, CFP®, who also goes by Corey Michael Cohee, was a registered financial professional .
Corey is a previously registered financial professional and started their career in finance in 2002. Corey had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2014
Experience
March 23, 2022 - December 9, 2024
CITIZENS PRIVATE WEALTH
March 2, 2022 - December 9, 2024
CITIZENS SECURITIES, INC.
February 2, 2022 - December 9, 2024
CITIZENS SECURITIES, INC.
July 10, 2020 - January 11, 2022
EDWARD JONES
July 10, 2020 - January 11, 2022
EDWARD JONES
June 5, 2015 - August 23, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 4, 2015 - August 23, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 20, 2014 - May 20, 2015
HARRISDIRECT LLC
October 20, 2014 - May 20, 2015
E*TRADE SECURITIES LLC
October 15, 2012 - October 10, 2014
STRATEGIC ADVISERS LLC
September 4, 2012 - October 9, 2014
FIDELITY BROKERAGE SERVICES LLC
February 25, 2004 - August 27, 2012
VANGUARD MARKETING CORPORATION
October 14, 2002 - February 3, 2004
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,846 |
| AUM (Assets Under Management) | $ 12,182,945,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
