James D. Federlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Donald Federlin, who also goes by Fed Fed, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2002. James had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2019 - November 22, 2021
ANKURA CAPITAL ADVISORS, LLC
March 14, 2016 - August 23, 2016
DREXEL HAMILTON, LLC
May 12, 2015 - March 17, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 23, 2011 - June 19, 2013
VAN ECK SECURITIES CORPORATION
October 5, 2009 - December 8, 2010
LIQUID CAPITAL SECURITIES, LLC
July 29, 2005 - August 27, 2009
SIDOTI & COMPANY, LLC
July 1, 2002 - September 5, 2002
JEFFERIES EXECUTION SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/29/2024
General Securities Representative ExaminationCurrent Firm
ANKURA CAPITAL ADVISORS, LLC
CRD#: 114155 / SEC#: , 8-53403
Contact information
FINRA licenses (50 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
