Harry M. Flavin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Meade Flavin JR. was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 2003. Harry had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2006 - December 4, 2015
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
December 6, 2006 - December 4, 2015
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
September 3, 2004 - December 1, 2006
BELMONT ASSET MANAGEMENT, INC.
September 17, 2003 - December 1, 2006
BELMONT ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
CRD#: 124902 / SEC#: 801-63079, 8-65737
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRAYMEN, SHANNON | CEO/CFO/CCO/LIMITED PARTNER | 2099783 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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