Jack N. Alpern

ESSENTIAL FINANCIAL PLANNING

AURORA, OH

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CRD#: 4557403

Professional summary

Jack Neal Alpern is a registered financial advisor currently at ESSENTIAL FINANCIAL PLANNING, INC. located in Aurora, Ohio.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jack has worked at 5 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)JACK N. ALPERN CO., L.P.A;NOT INVESTMENT RELATED;8600 EAST MARKET ST,#1,WARREN,OH 44484;LAW PRACTICE;OWNER,PRES;5/01/1976;120 HRS/MONTH;60 HRS DURING TRADING;ATTORNEY/OWNER 2)ESSENTIAL FINANCIAL PLANNING INSURANCE;NOT INVESTMENT RELATED;8600 EAST MARKET ST,WARREN,OH;FINANCIAL PLANNING;PRESIDENT;11/01/1994;40 HRS/MONTH;7 HRS DURING TRADING;PRICIPAL OF FIRM/REFERRALS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Neal Alpern's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2013 - Present

ESSENTIAL FINANCIAL PLANNING, INC.

RIA

CRD#: 168747

AURORA, OH

Past

February 3, 2014 - December 27, 2014

TRIAD ADVISORS LLC

CRD#: 25803

WARREN, OH

Past

November 4, 2009 - September 16, 2013

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

WARREN, OH

Past

January 30, 2004 - September 16, 2013

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

WARREN, OH

Past

January 1, 2000 - July 24, 2008

VISIONARY WEALTH MANAGEMENT FOR FAMILIES, INC.

RIA

CRD#: 121431

WARREN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/16/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/17/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/27/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/28/2004

General Securities Representative Examination

Current Firm

ESSENTIAL FINANCIAL PLANNING, INC.

ALPERN, JACK N | ESSENTIAL FINANCIAL PLANNING, INC.

CRD#: 168747 / SEC#:

Ohio

Registered Investment Advisory firm - (11/14/2025 Termination Requested)

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Contact information

Main Address

Aurora, OH

Mailing Address

Phone number

(330) 995-0506

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Jack N. Alpern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Neal Alpern's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESSENTIAL FINANCIAL PLANNING, INC.

TRIAD ADVISORS LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

VISIONARY WEALTH MANAGEMENT FOR FAMILIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2004

Series 65

Date: 12/17/1999

SIE

Date: 12/27/2014

Series 7

Date: 1/28/2004

Current Firm

ESSENTIAL FINANCIAL PLANNING, INC.

Contact information

Documents

Red Flags

Company Information

ESSENTIAL FINANCIAL PLANNING, INC.

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