Kevin M. Mccoy

CETERA INVESTMENT ADVISERS LLC

SPRING, TX

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CRD#: 4557189

Professional summary

Kevin Meredith Mccoy II, CFP®, who also goes by Kevin M Mccoy II, Kevin M. Mccoy Ii, Kevin Mccoy, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spring, Texas and CETERA INVESTMENT SERVICES LLC located in The Woodlands, Texas.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Kevin has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin M Mccoy Ii | Kevin M. Mccoy Ii | Kevin Mccoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MCCOY WEALTH MANAGEMENT LLC, 50% OWNER WITH WIFE OTHER 50% OWNER, BUSINESS DONE THROUGH CETERA,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Meredith Mccoy II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

October 30, 2019 - Present

CETERA INVESTMENT ADVISERS LLC

Office #2: 9595 Six Pines Dr, The Woodlands, TX 77380

RIA

CRD#: 105644

SPRING, TX

Current

October 30, 2019 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 9595 Six Pines Dr Suite 8210, The Woodlands, TX 77380

CRD#: 15340

The Woodlands, TX

Past

February 9, 2016 - October 21, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUSTON, TX

Past

February 9, 2016 - October 21, 2019

LPL FINANCIAL LLC

CRD#: 6413

HOUSTON, TX

Past

May 16, 2013 - January 13, 2016

BBVA SECURITIES INC.

CRD#: 27060

SAN MARCOS, TX

Past

October 15, 2010 - January 13, 2016

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

HOUSTON, TX

Past

April 22, 2010 - October 15, 2010

ST JOHNS WEALTH MANAGEMENT

RIA

CRD#: 105564

AUSTIN, TX

Past

April 21, 2010 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

AUSTIN, TX

Past

June 1, 2009 - May 7, 2010

MORGAN STANLEY

RIA

CRD#: 149777

AUSTIN, TX

Past

June 1, 2009 - May 7, 2010

MORGAN STANLEY

CRD#: 149777

AUSTIN, TX

Past

June 13, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

AUSTIN, TX

Past

June 13, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

AUSTIN, TX

Past

March 5, 2007 - June 18, 2008

EDWARD JONES

RIA

CRD#: 250

AUSTIN, TX

Past

September 2, 2002 - June 18, 2008

EDWARD JONES

CRD#: 250

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/5/2019)

Florida
(11/5/2019)

Louisiana
(11/5/2019)

New Mexico
(11/5/2019)

North Carolina
(3/9/2022)

Texas
(10/30/2019)

IAR

Texas
(10/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/24/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin M. Mccoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Meredith Mccoy II's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BBVA SECURITIES INC.

PNC MANAGED ACCOUNT SOLUTIONS, INC.

ST JOHNS WEALTH MANAGEMENT

BBVA COMPASS INVESTMENT SOLUTIONS, INC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2007

Series 63

Date: 10/24/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/30/2002

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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