AL
Andrew M. Lohse
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
LOMBARD, IL 60148
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CRD#: 4557184
AL
Professional summary
Andrew Michael Lohse, AIF® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Lombard, Illinois and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lombard, Illinois.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Andrew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.INDEPENDENT CAPITAL FINANCIAL PARTNERS LLC, 555 E BUTTERFIELD RD, STE 212, LOMBARD, IL, 3/2012 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 1/TRADING.
2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 60/MO - 6.5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
3.INDEPENDENCE CAPITAL FINANCIAL PARTNERS 555 E. BUTTERFIELD RD., STE 212 LOMBARD, IL 60148. BEGAN 10/9/12 AS MENTOR WITH THE PROGRAM ASSIGNING ME TWO ELMHURST COLLEGE FINANCE STUDENTS WHERE WE MEET TO DISCUSS VARIOUS TOPICS OF INTEREST. NOT INVESTMENT RELATED. DEVOTES 2 HRS/MNTH. 1 HR DURING TRADING.
4) AML HOLDING XVII CORP, 1763 VILLANOVA DR, NAPERVILLE, IL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 12/01/20, INV REL, PRESIDENT, 2 HR/MO- 0/TRADING HR
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Michael Lohse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 1, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 555 E Butterfield Rd Ste 212, Lombard, IL 60148RIA
CRD#: 134139
LOMBARD, IL
Current
March 1, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 555 E Butterfield Rd Ste 212, Lombard, IL 60148BD
CRD#: 39543
Lombard, IL
Past
August 1, 2007 - February 29, 2012
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
OAKBROOK, IL
Past
August 1, 2007 - February 29, 2012
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
OAKBROOK, IL
Past
March 17, 2004 - August 1, 2007
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
OAKBROOK, IL
Past
July 9, 2002 - August 1, 2007
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
OAKBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2020)
RR
California(8/7/2012)
RR
Colorado(10/20/2023)
RR
District of Columbia(10/27/2020)
RR
Florida(3/19/2015)
RR
Illinois(3/1/2012)
IAR
Illinois(3/1/2012)
RR
Indiana(3/1/2012)
RR
Iowa(1/2/2018)
RR
Louisiana(10/27/2020)
RR
Massachusetts(5/19/2020)
RR
Michigan(2/20/2019)
RR
Missouri(10/27/2020)
RR
Nevada(6/25/2019)
RR
New Jersey(3/1/2012)
RR
New York(6/10/2016)
RR
North Carolina(11/3/2020)
RR
Oklahoma(10/16/2018)
RR
South Carolina(10/27/2020)
RR
South Dakota(10/27/2020)
RR
Tennessee(10/29/2020)
RR
Texas(1/2/2014)
IAR
Texas(1/4/2016)
RR
Virginia(3/1/2012)
RR
Washington(3/1/2012)
RR
Wisconsin(3/1/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
