Thatcher W. Martin

SPREE CAPITAL ADVISERS

Darien, CT 06820

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CRD#: 4556551

Professional summary

Thatcher Warren Martin is a registered financial advisor currently at SPREE CAPITAL ADVISERS located in Darien, Connecticut.

Thatcher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Thatcher has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thatcher Warren Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2019 - Present

SPREE CAPITAL ADVISERS

Office #1: 30 Old Kings Highway South Suite 214, Darien, CT 06820

RIA

CRD#: 299067

Darien, CT

Past

February 16, 2005 - October 31, 2005

KBC SECURITIES USA LLC

CRD#: 46709

NEW YORK, NY

Past

December 16, 2003 - November 2, 2004

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/2/2019)

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Exams

State Security Law Exam

Series 63

Date: 1/7/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/2003

General Securities Representative Examination

Current Firm

SPREE CAPITAL ADVISERS

SPREE CAPITAL ADVISERS | SPREE CAPITAL ADVISERS LLC

CRD#: 299067 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/2/2019 Approved)

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Contact information

Main Address

327 Hollow Tree Ridge Road Sca, Darien, CT 06820

Mailing Address

Phone number

(646) 321-3578

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 10,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thatcher W. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thatcher Warren Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPREE CAPITAL ADVISERS

KBC SECURITIES USA LLC

OPPENHEIMER & CO. INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/7/2004

Series 7

Date: 12/15/2003

Current Firm

SPREE CAPITAL ADVISERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPREE CAPITAL ADVISERS

TRUST BUT VERIFY

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