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JH

John Knox Hill Iii

CRD# 4556517·Registered 2002 - 2017
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Knox Hill III, who also goes by John Knox Hill, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2002 - 2017. John had worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Knox Hill

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

Past

SHOREBRIDGE CAPITAL SECURITIES, LLCPast·CRD# 269991
BD
Beverly Hills, CA
March 10, 2016 - January 13, 2017
OPPENHEIMER ASSET MANAGEMENTPast·CRD# 105559
RIA
New York, NY
April 15, 2003 - October 2, 2003
OPPENHEIMER & CO. INC.Past·CRD# 249
BD
New York, NY
January 3, 2003 - October 2, 2003
OPPENHEIMER & CO. INC.Past·CRD# 249
RIA
Los Angeles, CA
January 3, 2003 - April 15, 2003
CIBC WORLD MARKETS CORP.Past·CRD# 630
RIA
Los Angeles, CA
October 29, 2002 - January 3, 2003
CIBC WORLD MARKETS CORP.Past·CRD# 630
BD
New York, NY
October 2, 2002 - January 3, 2003

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Current Firm

SC
SHOREBRIDGE CAPITAL SECURITIES, LLC

SHOREBRIDGE CAPITAL ADVISORS, LLC | SHOREBRIDGE CAPITAL SECURITIES, LLC

CRD#: 269991 / SEC#: 8-69644
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

350 Springfield Avenue Suite #200, Summit, NJ 07901

Mailing Address

350 Springfield Avenue Suite #200, Summit, NJ 07901

Phone Number

(212) 698-8544

Established

Delaware since 05/13/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SHOREBRIDGE CAPITAL PARTNERS, LLCMEMBER—
BLAGDON, DOUGLAS MILLSCEO1789722
BLAGDON, DOUGLAS MILLSCHIEF COMPLIANCE OFFICER1789722
PARISE, JANICE DRUFINOP2338583

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2016About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2016About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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