Martin D. Parlato

LIGHTHOUSE RETIREMENT

Jacksonville, FL 32258

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CRD#: 4556365

Professional summary

Martin Douglas Parlato, who also goes by Martin D. Parlato, is a registered financial advisor currently at LIGHTHOUSE RETIREMENT located in Jacksonville, Florida.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Martin has worked at 5 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin D. Parlato

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONTINUE TO OWN AND MARGINALLY OPERATE MDP INC. OF JACKSONVILLE. A WHOLESALE DISTRIBUTOR OF COMPUTER SUPPLIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Douglas Parlato's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2012 - Present

LIGHTHOUSE RETIREMENT

Office #1: 12724 Gran Bay Pky. #453, Jacksonville, FL 32258

RIA

CRD#: 147403

Jacksonville, FL

Past

September 13, 2012 - December 31, 2012

LIGHTHOUSE RETIREMENT

RIA

CRD#: 147403

VERO BEACH, FL

Past

June 17, 2008 - December 31, 2011

LIGHTHOUSE RETIREMENT

RIA

CRD#: 147403

JACKSONVILLE, FL

Past

March 24, 2008 - June 18, 2008

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

FT. LAUDERDALE, FL

Past

April 29, 2003 - June 18, 2008

KOVACK SECURITIES INC.

CRD#: 44848

JACKSONVILLE, FL

Past

December 13, 2002 - April 24, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

JACKSONVILLE, FL

Past

August 30, 2002 - April 24, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 30, 2002 - April 24, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIGHTHOUSE RETIREMENT

LIGHTHOUSE FINANCIAL SERVICES | PARLATO, MARTIN DOUGLAS | MARTIN D. PARLATO & ASSOCIATES, LLC | MARTIN D. PARLATO & ASSOCIATES, INC. | LIGHTHOUSE RETIREMENT

CRD#: 147403 / SEC#: 801-120237

RIA

Registered Investment Advisory firm - (1/25/2021 Approved)

Florida

Registered Investment Advisory firm - (11/10/2021 Terminated)

Georgia

Registered Investment Advisory firm - (3/17/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/13/2012)

IAR

Georgia
(12/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/29/2002

General Securities Representative Examination

Current Firm

LIGHTHOUSE RETIREMENT

LIGHTHOUSE FINANCIAL SERVICES | PARLATO, MARTIN DOUGLAS | MARTIN D. PARLATO & ASSOCIATES, LLC | MARTIN D. PARLATO & ASSOCIATES, INC. | LIGHTHOUSE RETIREMENT

CRD#: 147403 / SEC#: 801-120237

RIA

Registered Investment Advisory firm - (1/25/2021 Approved)

Florida

Registered Investment Advisory firm - (11/10/2021 Terminated)

Georgia

Registered Investment Advisory firm - (3/17/2021 Terminated)

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Contact information

Main Address

12724 Gran Bay Pky. #453, Jacksonville, FL 32258

Mailing Address

Phone number

(772) 299-7169

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARTIN D. PARLATO & ASSOCIATES, INC., DBA LIGHTHOUSE RETIREMENT - FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 211,882,501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin D. Parlato

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Douglas Parlato's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIGHTHOUSE RETIREMENT

LIGHTHOUSE RETIREMENT

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

LIGHTHOUSE RETIREMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/2008

Series 7

Date: 8/29/2002

Current Firm

LIGHTHOUSE RETIREMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIGHTHOUSE RETIREMENT

TRUST BUT VERIFY

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