Charles D. Fuller

T. ROWE PRICE ADVISORY SERVICES

Owings Mills, MD 21117

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CRD#: 4556090

Professional summary

Charles D Fuller, CFP®, who also goes by Charles D Fuller, Charles Daniel Fuller, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Owings Mills, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Charles has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles D Fuller | Charles Daniel Fuller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles D Fuller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

May 21, 2024 - Present

T. ROWE PRICE ADVISORY SERVICES, INC.

Office #1: 4515 Painters Mill Road, Owings Mills, MD 21117

RIA

CRD#: 108958

Owings Mills, MD

Current

May 21, 2024 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117

CRD#: 8348

Owings Mills, MD

Past

May 13, 2021 - May 15, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Annapolis, MD

Past

May 13, 2021 - May 15, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Annapolis, MD

Past

February 8, 2021 - April 19, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HUNT VALLEY, MD

Past

February 8, 2021 - April 19, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HUNT VALLEY, MD

Past

November 9, 2017 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Lutherville, MD

Past

November 9, 2017 - January 11, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

LUTHERVILLE, MD

Past

October 31, 2017 - January 11, 2021

TD AMERITRADE, INC.

CRD#: 7870

LUTHERVILLE, MD

Past

March 25, 2011 - December 31, 2014

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

OWINGS MILLS, MD

Past

March 25, 2011 - October 30, 2017

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

OWINGS MILLS, MD

Past

June 15, 2010 - March 8, 2011

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

FREDERICK, MD

Past

October 25, 2004 - August 28, 2009

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

MCLEAN, VA

Past

December 18, 2002 - August 28, 2009

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

MCLEAN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/21/2024)

Alaska
(5/21/2024)

Arizona
(5/21/2024)

Arkansas
(5/21/2024)

California
(5/21/2024)

Colorado
(5/21/2024)

Connecticut
(5/21/2024)

Delaware
(5/21/2024)

District of Columbia
(5/21/2024)

Florida
(5/21/2024)

Georgia
(5/21/2024)

Hawaii
(5/21/2024)

Idaho
(5/21/2024)

Illinois
(5/21/2024)

Indiana
(5/21/2024)

Iowa
(5/21/2024)

Kansas
(5/21/2024)

Kentucky
(5/21/2024)

Louisiana
(5/21/2024)

Maine
(5/21/2024)

Maryland
(5/21/2024)

IAR

Maryland
(5/21/2024)

Massachusetts
(5/21/2024)

Michigan
(5/21/2024)

Minnesota
(5/21/2024)

Mississippi
(5/21/2024)

Missouri
(5/21/2024)

Montana
(5/21/2024)

Nebraska
(5/21/2024)

Nevada
(5/21/2024)

New Hampshire
(5/21/2024)

New Jersey
(5/21/2024)

New Mexico
(5/21/2024)

New York
(5/21/2024)

North Carolina
(5/21/2024)

North Dakota
(5/21/2024)

Ohio
(5/22/2024)

Oklahoma
(5/21/2024)

Oregon
(5/21/2024)

Pennsylvania
(5/21/2024)

Puerto Rico
(5/21/2024)

Rhode Island
(5/21/2024)

South Carolina
(5/21/2024)

South Dakota
(5/21/2024)

Tennessee
(5/21/2024)

Texas
(5/21/2024)

Utah
(5/21/2024)

Vermont
(5/21/2024)

Virgin Islands
(5/21/2024)

Virginia
(5/21/2024)

Washington
(5/21/2024)

West Virginia
(5/21/2024)

Wisconsin
(5/21/2024)

Wyoming
(5/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/1/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

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Contact information

Main Address

4515 Painters Mills Road, Owings Mills, MD 21117

Mailing Address

Phone number

(800) 225-5132

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T. ROWE PRICE RETIREMENT ADVISORY SERVICE BROCHURE (10/3/2025)

T. ROWE PRICE ADVISORY SERVICES, INC. (5/9/2025)

Regulatory assets under management

Total Number of Accounts	10,014
AUM (Assets Under Management)	$ 3,861,357,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles D. Fuller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles D Fuller's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE INVESTMENT SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

T. ROWE PRICE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/2017

Series 63

Date: 5/1/2003

SIE

Date: 10/1/2018

Series 7

Date: 8/12/2003

Series 6

Date: 12/17/2002

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

T. ROWE PRICE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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