Keshiv A. Desai
Professional summary
Keshiv Arun Desai is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Keshiv is registered as a RR (Registered Representative) and started their career in finance in 2002. Keshiv has worked at 5 firms and has passed the Series 65, Series 66, Series 57TO, SIE, Series 55, Series 3, Series 31, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keshiv Arun Desai's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2026 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701May 2, 2011 - June 16, 2026
MORGAN STANLEY & CO. LLC
February 6, 2006 - March 21, 2011
WELLS FARGO SECURITIES, LLC
June 23, 2004 - February 10, 2006
WELLS FARGO CLEARING SERVICES, LLC
June 23, 2004 - February 10, 2006
WELLS FARGO CLEARING SERVICES, LLC
October 8, 2002 - May 14, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2026)
(6/24/2026)
(6/24/2026)
(6/24/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/17/2012
Limited Representative-Equity Trader ExamFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P. | SOLE MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
Red Flags
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