JO
Joel F. Oles
THE SHERRINGTON GROUP
COLUMBUS, OH 43221
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CRD#: 4555089
JO
Professional summary
Joel Frank Oles is a registered financial advisor currently at THE SHERRINGTON GROUP located in Columbus, Ohio.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Joel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM AN OWNER OF OLES & ASSOCIATES, LLC, AN ACCOUNTING FIRM. THE BUSINESS IS NOT INVESTMENT RELATED. ADDRESSS: 1328 DUBLIN ROAD, SUITE 400, COLUMBUS, OHIO 43215. START DATE OF RELATIONSHIP IS 01/1998. 50% OF MY TIME IS DEVOTED TO THE MANAGEMENT AND DAY TO DAY OPERATIONS OF THE ACCOUNTING FIRM.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Frank Oles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2009 - Present
THE SHERRINGTON GROUP
Office #1: 2175 Riverside Drive, Columbus, OH 43221RIA
CRD#: 119864
COLUMBUS, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(2/11/2009)
Current Firm
TS
THE SHERRINGTON GROUP
BRIVIN, INC. | THE SHERRINGTON GROUP
CRD#: 119864 / SEC#:
Ohio
Registered Investment Advisory firm - (1/13/2003 Approved)Texas
Registered Investment Advisory firm - (6/18/2016 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2175 Riverside Drive, Columbus, OH 43221
Mailing Address
Phone number
(614) 485-2000
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 232 |
| AUM (Assets Under Management) | $ 92,502,999 |
Red Flags
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