OA
Olaolu O. Aganga
MGI FUNDS DISTRIBUTORS
New York, NY 10504
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CRD#: 4554936
OA
Professional summary
Olaolu Olayinka Aganga, who also goes by Olaolu Aganga, is a registered financial professional currently at MGI FUNDS DISTRIBUTORS, LLC located in New York, New York.
Olaolu is registered as a RR (Registered Representative) and started their career in finance in 2003. Olaolu has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Olaolu Aganga
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Olaolu Olayinka Aganga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2023 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #1: 1166 Avenue Of Americas, New York, NY 10504BD
CRD#: 35682
New York, NY
Past
May 11, 2018 - August 17, 2023
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Past
June 27, 2011 - May 22, 2018
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
October 15, 2003 - July 24, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2024)
RR
Alaska(1/4/2024)
RR
Arizona(1/4/2024)
RR
Arkansas(1/4/2024)
RR
California(1/4/2024)
RR
Colorado(1/4/2024)
RR
Connecticut(1/4/2024)
RR
Delaware(1/4/2024)
RR
District of Columbia(1/4/2024)
RR
Florida(1/4/2024)
RR
Georgia(1/4/2024)
RR
Hawaii(1/4/2024)
RR
Idaho(1/4/2024)
RR
Illinois(1/4/2024)
RR
Indiana(1/4/2024)
RR
Iowa(1/4/2024)
RR
Kansas(1/4/2024)
RR
Kentucky(1/4/2024)
RR
Louisiana(1/4/2024)
RR
Maine(1/4/2024)
RR
Maryland(1/4/2024)
RR
Massachusetts(1/4/2024)
RR
Michigan(1/4/2024)
RR
Minnesota(1/4/2024)
RR
Mississippi(1/4/2024)
RR
Missouri(1/4/2024)
RR
Montana(1/4/2024)
RR
Nebraska(1/4/2024)
RR
Nevada(1/4/2024)
RR
New Hampshire(1/4/2024)
RR
New Jersey(1/4/2024)
RR
New Mexico(1/4/2024)
RR
New York(12/8/2023)
RR
North Carolina(1/4/2024)
RR
North Dakota(1/4/2024)
RR
Ohio(1/4/2024)
RR
Oklahoma(1/4/2024)
RR
Oregon(1/4/2024)
RR
Pennsylvania(1/4/2024)
RR
Puerto Rico(1/4/2024)
RR
Rhode Island(1/4/2024)
RR
South Carolina(1/4/2024)
RR
South Dakota(1/4/2024)
RR
Tennessee(1/4/2024)
RR
Texas(1/4/2024)
RR
Utah(1/4/2024)
RR
Vermont(1/4/2024)
RR
Virginia(1/4/2024)
RR
Washington(1/4/2024)
RR
West Virginia(1/4/2024)
RR
Wisconsin(1/4/2024)
RR
Wyoming(1/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/3/2003
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MGI FUNDS DISTRIBUTORS, LLC
MGI FUNDS DISTRIBUTORS, INC. | OFFIT FUNDS DISTRIBUTOR, INC. | MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682 / SEC#: , 8-46960
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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